TransUnion
Hybrid

Regulatory Compliance & Audit Manager

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What We'll Bring

At TransUnion, we have a welcoming and energetic environment that encourages collaboration and innovation. We are consistently exploring new technologies and tools to be agile. This environment gives our people the opportunity to hone current skills and build new capabilities, while discovering their genius.

Come be a part of our team – you’ll work with great people, pioneering products and cutting-edge technology.

What You'll Bring

7+ years of relevant work experience in Financial Services, Banking, or Consumer Compliance related risk management with a proven track record of advancement and possess the ability to provide pragmatic internal control recommendations that add value to the organization.

Knowledge of the Fair Credit Reporting Act, General Data Protection Regulation (GDPR).

Experience interacting with Federal or State regulators.

Professional certification (i.e., CPA, CIA) a plus.

Excellent project management skills with the ability to organize and manage multiple priorities and deadlines.

A thorough understanding of Sarbanes-Oxley Compliance and Institute of Internal Auditors (IIA) Standards balanced with a demonstrated ability to understand key business drivers and issues having successfully implemented those principles in a complex global environment.

Strong written and verbal communication skills.

Experience performing data analysis/analytics.

Bachelors degree in either Finance, Accounting, or Business

Impact You'll Make

Global Audit & Advisory Compliance Manager is responsible for managing multiple, concurrent compliance and operational audit engagements throughout the organization that includes the following: Develop audit plans, review compliance and operational controls, identify control breakdowns and communicate audit results to Management while providing recommendations or best practices to help mitigate weaknesses. As the Compliance Manager you’ll work with Senior Management in developing risk mitigation strategies and provide control related consultancy to management teams to ensure existing/new products or processes are in compliance with laws and regulations. This role will plan, manage, direct, and review the work of compliance auditors.

The successful candidate will need to work across the organization and be comfortable in engaging employees at all levels to ensure an efficient and effective control environment. This “hands on” role also has high visibility to Senior Management and represents the Global Audit & Advisory (GAA) function in various company related activities including interactions with Federal and State regulators. The role may involve up to 10% travel to domestic and international locations.

Develop and manage the annual audit plan over compliance and operational functions of the corporation for purposes of evaluating the design and operating effectiveness over controls in place to ensure compliance with data privacy laws and regulations.

Assist with the development and completion of the compliance risk assessment process for purposes of determining audit scope.

Plan and manage the development of compliance and operational audit scope, objectives, and audit program; determine audit procedures to be used.

Assess operating processes and develop conclusions about their effectiveness.

Prepare formal written reports on the adequacy and effectiveness of the system of internal controls.

Conduct post-audit follow-up to assess the adequacy of the corrective action taken to improve deficient conditions.

Assist with TU’s SOX compliance requirements across regions. Specific responsibilities will include:

Manage/supervise reviews of internal controls over financial reporting, including assessing design and operational effectiveness of business process and information technology controls.

Assist the SOX PMO and CAO with assessment of SOX deficiencies and related remediation plans.

Assess and recommend changes to increase the efficiency and effectiveness of existing controls.

Partner with Management and their staff in developing strong, professional, and independent relationships to ensure a comprehensive understanding of the business to enable value added recommendations.

Plan, manage, direct, and review the work of compliance auditors.

Assist with execution of other tasks or special projects when required by management, such as due diligence reviews, fraud investigations, etc.

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What are TransUnion Perks + Benefits

TransUnion Benefits Overview

At TransUnion, our associates are our greatest asset. However, we understand that work is only one part of our associates’ lives. We recognize the importance of providing a healthy balance between work and home because that’s really where being a force for good starts.

Culture
Volunteer in local community
We provide U.S.-based associates with a Volunteer Time Off day each year which can be used to donate time outside the office to a cause that matters to them. We also offer a matching gift program.
Partners with nonprofits
TransUnion partners with non-profits such as Child Rescue Coalition and Credit Abuse Resistance Education (CARE).
Open door policy
OKR operational model
Team based strategic planning
Open office floor plan
Flexible work schedule
Remote work program
Diversity
Dedicated diversity and inclusion staff
Diversity manifesto
Diversity employee resource groups
Hiring practices that promote diversity
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability insurance
Dental insurance
Vision insurance
Health insurance
Life insurance
Pet insurance
Wellness programs
Team workouts
We offer virtual yoga and meditation, fitness classes and sponsored races.
Mental health benefits
Financial & Retirement
401(K)
401(K) matching
Employee stock purchase plan
15% discount on TU stock twice a year
Performance bonus
Charitable contribution matching
We offer a matching gift program for associates who choose to make financial contributions to their selected causes. TransUnion will match up to $2,000/ yr for each associate.
Child Care & Parental Leave Benefits
Childcare benefits
Care@work provides backup childcare and eldercare for TU associates.
Generous parental leave
Family medical leave
Adoption Assistance
Return-to-work program post parental leave
Company sponsored family events
Annual holiday party, company BBQ and take your child to work day
Vacation & Time Off Benefits
Unlimited vacation policy
Paid volunteer time
We provide U.S.-based associates with a Volunteer Time Off day each year which can be used to donate time outside the office to a cause that matters to them.
Paid holidays
Paid sick days
Office Perks
Commuter benefits
Company-sponsored outings
Company-sponsored happy hours
Recreational clubs
Onsite gym
Professional Development Benefits
Job training & conferences
Tuition reimbursement
Lunch and learns
Promote from within
Mentorship program
We offer associates globally 1:1 career coaching with our career advisor. Additionally, we have various mentorship opportunities across areas of the business as well as across levels.
Continuing education stipend
Continuing education available during work hours
Online course subscriptions available
Customized development tracks
Paid industry certifications

Additional Perks + Benefits

Start your day at TU by grabbing an Intelligentsia coffee or a tasty, hot breakfast from our onsite café. Head up to your workspace where you'll get down to business amidst the inspiring backdrop of beautiful downtown Chicago. Brainstorm onsite with team members in a variety of colorful huddle rooms or collaborate cross-functionally with our offices around the world via video conference, Skype or our intranet. Check things off your to-do list as you continually make progress on key business initiatives. Need a quick break? Challenge your colleagues to a game of ping-pong, pool, foosball, pop-a-shot or Mario Kart in one of our three onsite game rooms. Ready to hit the gym? We have one right downstairs complete with a personal trainer and a selection of free instructor-led fitness classes. Keep your energy up. Take a conference call at one of our walking or bicycle desks. Then attend the quarterly town hall to hear from the TU leadership team on progress in the current quarter and plans for the next. After a day of innovation, wind down in one of our massage chairs or join your colleagues at North Avenue for a game of league volleyball, sponsored by TU!

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