OCC
We clear and settle trades for the options industry.
Chicago, IL

Associate Principal, Internal Audit Business & Risk

| Chicago
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

About Us

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

What We Offer

A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include:

A hybrid work environment, up to 3 days per week of remote work

Tuition Reimbursement to support your continued education

Student Loan Repayment Assistance

Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely

Generous PTO and Parental leave

Competitive health benefits including medical, dental and vision

What you will do:

The Senior Auditor (titled Associate Principal) is within our Business & Risk team and will lead audits of related to complex business processes and support the strategic goals of the audit function. The Senior Auditor is responsible for understanding the complexity of the business operations and aligning audits to relevant regulatory, operational, and strategic risks and presenting recommendations for improvements to senior leadership.

Responsibilities:

  • Defining and leading the execution of audit projects in accordance to the annual audit plan. 
  • Providing oversight and coaching the internal team, both internal and/or co-sourced resources, confirming the delivery, quality and auditee experience.
  • Planning, leading and reporting for risk based special request audit assignments. 
  • Ability to clearly articulate professional principles and standards (i.e., AICPA, IIA IPPF, COSO, and CPSS-IOSCO) and the relevancy to risk management and impact on policies and procedures. In addition, leveraging these principles and standards to test and evaluate corporate risk management processes and controls.
  • Owning the audit quality, accuracy of results, and delivery in a timely manner.
  • Proactively identifying regulatory, operational, and/or strategic risks to the organization and deliver recommendations for improvements to senior leadership.
  • Identifying and analyzing root cause exceptions or inefficient practices and partnering with management provide advice and recommendations develop achievable solutions.
  • Developing and maintaining effective relationships with business groups and leadership and partnering with management.
  • Maintaining an understanding of policies, procedures, standards, and supporting technologies to effectively identify potential risks and creative alternatives to mitigate risk exposure.
  • Keeping current on leading practices and emerging risks within the financial services industry and making recommendations for improvements as necessary.
  • Serving as a liaison with external parties and regulators to facilitate timely and efficient external reviews, knowledge transfer, and controls and process education.
  • Perform other duties as assigned

Qualifications: 

  • Knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).
  • Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.
  • Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.
  • Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.
  • Demonstrated leadership and coaching abilities of staff level resources.
  • Strong problem solving and analytical capabilities.
  • Strong proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software.
  • Bachelor’s degree (or equivalent) in Accounting, Finance, Business Administration or related field.
  • Experience working in a complex, fast paced environment required.
  • Consulting/accounting firm experience is a plus.
  • Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve, a plus.
  • Demonstrated success in leading audit projects and implementing audit leading practices in a complex environment. 
  • Strong customer service and collaboration skills required.
  • Effective influence, analytical and verbal/written communication skills required.
  • Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) a plus.
  • Minimum of three years of audit experience in conducting risk-based operational and compliance audits and projects, business process reviews and internal audits.

See More
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

Where we are

Adjacent to the Willis Tower, close to CTA, Metra and expressways with plenty of food and entertainment options nearby.

Technology we use

  • Engineering
    • .NETLanguages
    • AWS (Amazon Web Services)Languages
    • C#Languages
    • C++Languages
    • JavaLanguages
    • JavascriptLanguages
    • PerlLanguages
    • PythonLanguages
    • RLanguages
    • RubyLanguages
    • ScalaLanguages
    • SqlLanguages
    • SwiftLanguages
    • ReactLibraries
    • AngularJSFrameworks
    • Ruby on RailsFrameworks
    • SpringFrameworks
    • Microsoft SQL ServerDatabases
Previous
Next

What are OCC Perks + Benefits

OCC Benefits Overview

Educational Assistance and Student Debt Forgiveness, 12-week paid parental leave, technology stipend up to $2,000, mobile data reimbursement of $35 per month. Open offices, online health coaching.

Culture
Volunteer in local community
Each year, OCC employees select a locally-based charitable organization for each of our three offices (Chicago, Dallas and Washington, D.C.). We offer multiple opportunities to get involved.
Partners with Nonprofits
OCC Partners with local organizations in Dallas, Chicago and DC to raise funds and support their missions. Employees select the charity and are eligible for up to 8 hours of paid time to volunteer.
Friends outside of work
Daily sync
Open door policy
Team owned deliverables
Team based strategic planning
Open office floor plan
Diversity
Dedicated Diversity/Inclusion Staff
Unconscious bias training
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Wellness Programs
Mental Health Benefits
Retirement & Stock Options Benefits
401(K)
401(K) Matching
OCC provides employees with a 401(k) matching plan managed by Fidelity. We match 50% of contributions up to 6% of an employee's annual gross pay.
Performance Bonus
Match charitable contributions
Child Care & Parental Leave Benefits
Flexible Work Schedule
OCC provides employees with a flexible work schedule that includes Flexible start and end times.
Vacation & Time Off Benefits
Generous PTO
OCC employees receive between 22 and 32 days per year of paid time off based on years of service.
Paid Volunteer Time
Sabbatical
Eligible employees get 30 days of paid sabbatical after their first 10 years of working at the company.
Paid Holidays
Paid Sick Days
Perks & Discounts
Casual Dress
Commuter Benefits
OCC Offers pre-tax commuter benefits for employees in Chicago and Washington, D.C.
Happy Hours
Relocation Assistance
OCC offers relocation assistance which varies based on the position level and location.
Professional Development Benefits
Job Training & Conferences
OCC offers employees professional development opportunities including onsite training courses and the ability to attend job related certification courses, conferences and seminars.
Tuition Reimbursement
Our tuition reimbursement plan offers an annual max of $1000.
Lunch and learns
OCC hosts leadership lunches on a regular basis so you can learn about your colleagues and their unique backgrounds.
Cross functional training encouraged
Promote from within
Online course subscriptions available
Customized development tracks
Paid industry certifications
Employees are strongly encouraged to stay current in relevant technologies and supports certification programs.

Additional Perks + Benefits

We were just recognized as a best place to work for working parents! Take a look at our blog post here: https://www.theocc.com/Newsroom/Views/2021/04-26-OCC-Designated-as-Best…

An Insider's view of OCC

What are some social events your company does?

Monthly happy hours and cultural celebrations to honor our diverse workforce.

Andre

Executive Director, Talent Acquisition

Jobs at OCC
64

All Jobs
All Jobs
Finance
Data + Analytics
Design + UX
Dev + Engineer
Internships
Legal
Marketing
Operations
Project Mgmt
Sales
Content
Tap to close

Associate, Credit Risk Management

OCC
Chicago
16 hours ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Software Engineering

OCC
Chicago
22 hours ago
+37
Who We Are About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange

Principal, Software Engineering - Java

OCC
Chicago
22 hours ago
+37
Who We Are (must be included with each job posting) About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of

Associate Principal, DevOps Engineering

OCC
Chicago
22 hours ago
+37
ORT tech lead will own all activities related to successful deployment and operation of the Operational readiness environment (ORT) from technology perspective. Successful candidate will collaborate with various product, infrastructure, operations, security, and production control teams to elicit and fulfil technical requirements of these teams. This role is an individual contributor role that may evolve into people manager role in the future.

Corporate Assistant, Legal

OCC
Chicago
1 day ago
+37
What We Do The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Mainframe Administration

OCC
Remote
1 day ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Executive Director, Legal (Governance)

OCC
Chicago
1 day ago
+37
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Principal, Security Implementation Lead

OCC
Chicago
1 day ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Senior Associate, Business Engineering & Strategy (Control)

OCC
Chicago
1 day ago
+37
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Contingent Worker, DevOps Engineering

OCC
Chicago
2 days ago
+37
WORK TO BE PERFORMED: Work with DevOps team to develop python applications to automate checks for security and compliance controls in continuous integration (CI) pipelines and produce audit reports Work with DevOps team to build deployment automation (CD) for application releases based on a bill of material YAML file that has all necessary information the automation will need to deploy our applications Support and troubleshoot any issues

Associate Principal, Agile Practices

OCC
Chicago
3 days ago
+37
About Us: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Linux Administration

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Organizational Development

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Contingent Worker - Storage Infrastructure

OCC
Chicago
3 days ago
+37
WORK TO BE PERFORMED: Perform Storage Management activities - zoning, provisioning, replication, troubleshooting etc. Recommend Storage and Backup infrastructure solutions based on business requirements Able to use vendor storage management tools to monitor, provision and report on the Storage infrastructure health and capacity Administer Enterprise backup software/hardware Coordinate and manage vendor supported activities (Installs,

Associate Principal, VMWare Engineer

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Server Administration

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Storage Engineering

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Business Analysis

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Internal Communications

OCC
Chicago
3 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Compliance Monitoring

OCC
Chicago
3 days ago
+37
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Software Engineering

OCC
Chicago
3 days ago
The Lead Front End Developer will be responsible for the development and delivery of business features in that application, integrating with a variety of upstream data-sources and presenting data through the user interface, all while enriching and advancing the platform. This software must achieve a blend of data-rich presentation, performance, user experience, and the capacity to support the busiest trading days in the world economy with rock-solid reliability. The candidate must be able to solve problems creatively, communicate effectively, and proactively engage in technical decision making to achieve these objectives. The Lead Front End Developer will be a team player and work well with business, technical and non-technical professionals in agile environment.

Associate Principal, IT Governance

OCC
Chicago
3 days ago
Summary: This role will be responsible for the development, implementation and oversight of programs within IT. Ensures the overall effectiveness and adherence to the governance framework and ongoing evaluation of IT’s internal control environment. A member of a high performing team responsible for risk and control self-assessments, identifying control failures, facilitating risk, compliance remediation, and monitoring the first line of defense

Project Analyst

OCC
Chicago
4 days ago
About Us OCC, founded in 1973, is the world's largest equity derivatives clearing organization. OCC is dedicated to promoting stability and financial integrity in the marketplaces that it serves by focusing on sound risk management principles. We serve 16 options exchanges, 2 futures exchanges and 1 stock loan alternative trading system. OCC has over 100 clearing members, including several of the largest U.S. broker-dealers. What We Offer A

Specialist, Enterprise Technology Solutions Developer

OCC
Chicago
4 days ago
Name of Employer: The Options Clearing Corporation Job Title: Specialist, Enterprise Technology Solutions Developer Location: 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 Duties: Design solutions within the ServiceNow platform. Work with the development team to manage the backlog, prioritize stories and develop enhancements and defects. Deliver effective and timely solutions to OCC users through the application of business rules, client

Associate Principal, Investor Education, Marketing and Operations

OCC
Chicago
5 days ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Investor Education Marketing and Operations

OCC
Chicago
5 days ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal - Site Reliability Engineer

OCC
Chicago
5 days ago
Support the availability and performance of the next generation of OCC’s Cloud Platform. Enhance system reliability and developer productivity through automation. Provide guidance to development teams in the areas of cloud technologies, application profiling and monitoring, logging, metrics collection and analysis.

Associate Principal, Performance Test Lead

OCC
Chicago
1 week ago
The Performance Testing Lead will work with other team members to ensure that OCC systems meet specified performance quality standards and agreed upon Service Level Agreements. The Lead will utilize industry standard performance testing methods with an emphasis on efficiency, high performance and innovation. This individual will be an experienced contributor in the performance certification process including, performance test planning,

Associate Principal, Internal Audit Business & Risk

OCC
Chicago
1 week ago
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Senior Associate, Identity and Access Management Systems

OCC
Chicago
1 week ago
The Identity and Access Management team is responsible for access control and all associated programs. Applications supporting these programs include Okta, SailPoint and Duo.

Associate Principal, DevOps Engineering

OCC
Chicago
1 week ago
Summary The candidate will be part of the Good Software Delivery (GSD) Practices team at OCC. The team is responsible for developing code to automate verifications of Security, Quality and Key controls for applications and releases that are integrated in the development teams build (CI) pipelines. The team is also responsible for building automated deployment (CD) pipelines for application releases. The goal of the team is to provides one path

Associate, Facilities

OCC
Chicago
1 week ago
Summary A successful candidate will provide facility support with a strong focus on customer service. The candidate will have exposure to the regulatory compliance environment participating in compliance testing procedures and process documentation. Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Participate in testing compliance testing procedures.

Senior Auditor, Information Technology & Security

OCC
Chicago
1 week ago
The Options Clearing Corporation (OCC), the world’s largest equity derivatives clearinghouse, is seeking an engaged Senior Auditor ("Associate Principal") within the Information Technology and Security Internal Audit Department who will lead audits related to complex technology environment, business processes and support the strategic goals of the audit function. The Associate Principal Auditor is responsible for understanding the complexity of the IT and Security operations and aligning audits to relevant regulatory, IT, information security, operational, and strategic risks and presenting recommendations for improvements to senior leadership.

Senior Associate, Cyber Defense (Control)

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Associate Principal, Data Platform Development - Java

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Regulatory Compliance, IT

OCC
Chicago
1 week ago
• Contribute to the development, maintenance and continuous improvement of the Regulatory Framework including policies, procedures and controls • Act as an advisor in compliance matters • Assist the organization in evaluating new products, key business initiatives, significant technology, and systems to ensure compliance with policy, laws, and regulations

Associate Principal, Enterprise Risk Management (Analytics)

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal - Enterprise Monitoring Engineer

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Business Systems Analyst, Senior Associate, Enterprise Delivery Governance

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Principal, Internal Audit Business & Risk

OCC
Chicago
1 week ago
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Member Services (Production)

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Cloud Engineering

OCC
Chicago
1 week ago
The Company OCC is the world's largest equity derivatives clearing organization and a key player within the US Financial markets. As the company moves further along its journey into a Cloud-based infrastructure environment and leveraging of modern Infrastructure as Code practices, we are looking for engineers seeking highly complex and challenging work that will have true ripple effects across an industry. The Role As an Associate Principal,

Associate Principal, Data Platform Technologies

OCC
Chicago
1 week ago
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Principal, Assistant General Counsel - - Regulatory Technology Exam Management and Litigation

OCC
Chicago
2 weeks ago
The Principal, Assistant General Counsel, will provide legal counsel to internal business clients on both routine and complex matters regarding regulatory examinations, investigations, and litigation, with a special emphasis on information technology, information security, and information governance. Assist with Legal department role in overseeing regulatory examination process, including but not limited to review of responses to document

Executive Principal, Associate General Counsel and Assistant Corporate Secretary

OCC
Chicago
2 weeks ago
The Executive Principal, Associate General Counsel and Assistant Corporate Secretary will work closely with the Board, Chief Executive Officer, Chief Legal Officer and other senior officers, as applicable, to tailor the Board’s governance framework to fit OCC’s and its directors’ needs. Support the Board in carrying out its fiduciary duties. Help ensure compliance with governance requirements in Delaware corporate law and applicable regulatory

End User Experience Intern

OCC
Chicago
2 weeks ago
OCC is looking for interns who are hungry for the chance to learn more, humble enough to admit they don’t know all the answers, and smart enough to recognize the opportunity. The OCC Internship Program provides students with the real-world skills to successfully transition into a career in the financial services industry. As an intern, you will help lead projects that help shape the future of OCC. This person will apply their skill-set and knowledge toward tackling designated projects. This an exciting opportunity to have a true impact on the company by designing and implementing solutions for real challenges facing the business. Here’s what we’re looking for:

Associate Principal, Clearing, Pricing & Risk Developer

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Sr. Associate, Platform Security

OCC
Chicago
2 weeks ago
Summary Support the architecture, design and governance of a secure infrastructure ecosystem, focused on automation and proactive IaaS security best practices in collaboration with the Security Services and CEP team. Provide hands on support architecting cloud security technologies, native AWS monitoring and auditing services, and improved cloud security governance and control. Primary Duties and Responsibilities: To perform this job

Manager, Compliance Assurance & Monitoring

OCC
Chicago
2 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Internal Audit Quality Assurance

OCC
Chicago
2 weeks ago
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization and is dedicated to promoting stability and financial integrity in the marketplaces that it serves by focusing on sound risk management principles is seeking an Associate Principal, Internal Audit (IA) Quality Assurance (QA) to support the quality assurance efforts and confirm adherence to professional practices for the IA function

Associate Principal, Service Management

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Principal, Securities Finance

OCC
Chicago
2 weeks ago
Name of Employer: The Options Clearing Corporation  Job Title: Principal, Securities Finance Location: 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 Duties: Work with financial institutions to define stock loan clearing solutions. Capture customer feedback and work with business stakeholders to create a product roadmap. Work as a product owner in an agile methodology to create product backlog and support scrum teams and scrum

Client Services Representative, Member Services

OCC
Chicago
2 weeks ago
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Director, Technical Project Manager

OCC
Chicago
2 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal/Snr Software Developer (Scala, React.js)

OCC
Chicago
2 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Solutions Architect/Lead UI Development

OCC
Chicago
2 weeks ago
Summary: In this role you will define and drive the front-end vision across all product engineering teams at OCC. You will lay the foundation of what the best in-class front-end architecture looks like in collaboration with our front-end engineers, designers and product managers while keeping our front-end tech stack up to date with the front-end community. This role in the central UX/UI team will serve as a partner to all Product Dev teams and

Senior Assosicate, Business Engineering & Strategy (Control)

OCC
Chicago
3 weeks ago
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Executive Principal, Associate General Counsel

OCC
Chicago
3 weeks ago
The Executive Principal, Associate General Counsel will advise internal clients on regulatory reporting and responses to regulator requests, including in the examination process, and serve as the central point of contact with staff from regulatory agencies on exam and other regulatory reporting matters, as appropriate. Assist with management of relationship with regulators from the SEC, the CFTC, and the Board of Governors of the Federal Reserve

Senior Associate, Desktop Engineering

OCC
Chicago
3 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Executive Principal, Securities Lending

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Principal, Cloud Architect

OCC
Chicago
3 weeks ago
The Cloud Architect Principal is responsible for leading the creation of a cloud platform technology framework and providing technical architecture and design leadership in support of corporate initiatives in cloud computing and automation. Additionally, the Cloud Architect Principal will be responsible for ensuring that critical cloud applications are designed and optimized for reliability, high availability and disaster recovery.

Senior Associate, Risk and Control

OCC
Chicago
3 weeks ago
Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Review processes and work with owners to identify associated risks and controls Review controls for adequacy, completeness and design to ensure risks are appropriately mitigated and managed Review policies, procedures and job aids for alignment to processes and controls

Associate Principal, UI Design

OCC
Chicago
3 weeks ago
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Senior Associate, Quantitative Risk Management

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),