Licensing Specialist at Supernova Companies

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Licensing Specialist

Supernova Lending is a financial technology company specializing in providing fully automated securities-based lending (SBL) technology solutions.  We address all aspects of the SBL business from loan origination through the servicing of the line of credit over its lifetime to the closing of the line.

The licensing specialist reports to the Chief Compliance Officer.

Primary Responsibility:

  • Managing the company’s state-by-state licensing activities, including initial applications, monitoring applications through the approval process, responding to inquiries or requests for additional information from the states, tracking and ensuring all renewals are processed in a timely manner, completing all required reporting.

Additional Duties:

  • Assist with the review of policies and procedures to ensure they are well documented and reviewed at least annually or as required
  • Assist in the establishment of new policies and procedures
  • Identify potential compliance risks that call for formal attention and help develop risk management strategies to avoid non-compliance
  • Provide sales and use tax support
  • Act as a resource to company employees with licensing and regulatory compliance questions

Requirements: 

  • Minimum 2 years with state licensing for non-bank lenders or banking regulatory compliance or a state financial institution regulatory body.
  • Must be proficient in the use of the Nationwide Mortgage Licensing System (NMLS)
  • Experience working with government consumer regulatory agencies such as the Consumer Financial Protection Bureau, Office of the Comptroller of the Currency, Federal Deposit Insurance Company, etc. is preferred
  • Experience working with the consumer finance business of a global or regional financial institution is preferred
  • Paralegal experience is beneficial but not required
  • Bachelor’s degree
  • Excellent interpersonal skills, organizational skills, and attention to detail are key attributes
  • Must be professional and able to work effectively with senior leadership
  • Must be proficient in the use of the Microsoft Office Suite

 

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Technology we use

  • Engineering
  • Product
  • Sales & Marketing
    • JavaLanguages
    • JavascriptLanguages
    • PHPLanguages
    • PythonLanguages
    • SqlLanguages
    • Twitter BootstrapLibraries
    • LaravelFrameworks
    • Node.jsFrameworks
    • SpringFrameworks
    • VueFrameworks
    • MySQLDatabases
    • Google AnalyticsAnalytics
    • IllustratorDesign
    • PhotoshopDesign
    • SketchDesign
    • ConfluenceManagement
    • JIRAManagement
    • HubSpotCRM
    • SalesforceCRM
    • HubSpotEmail

Location

Do you like fine art, modern furniture, poké crunch wraps and beer arcades? Then you'll love our office space near the corner of Chicago and Franklin.

An Insider's view of Supernova Companies

What’s the vibe like in the office?

Our vibe is really fun and energetic! It is an open spaced loft in River North. Nobody has an office and even the CEO and CTO sit in rows of desks with all of the other employees. People are always working together. We have a fridge and pantry stocked with snacks, a pool table and casual dress.

Jaramee

Controller

What's the biggest problem your team is solving?

Supernova enables wealth management firms to offer securities-based loans, an attractive liquidity solution, to their clients. Historically, setting up SBLs was very cumbersome. Our solution not only supports competitive borrowing rates, but is also easy to use and includes robust collateral management and risk monitoring capabilities.

Kristin

Sr. Vice President of Business Development

What makes someone successful on your team?

One quality that comes to mind is a positive attitude. When one brings a positive energy into their workspace their teammates draw from it and everyone is more productive as a whole. Successful people are open to advice — different perspectives shed light on problems and provide insight that one may not discover on their own.

Peter

Security/Dev Ops Engineer

How do you make yourself accessible to the rest of the team?

When we started Supernova, we wanted to create a culture of open communication and collaboration to share ideas and best practices. No one has an office. I sit with the rest of the team and purposely keep my calendar as clear as possible so I can participate and be involved in organic discussions that are often my favorite part of the day.

Jeff

Head of Operations

What projects are you most excited about?

I'm excited about being able to calculate the probability of call in our collateral management system; which combines advanced statistical analysis and financial knowledge to predict the performance of all the holdings in the collateral accounts. We want to provide the most accurate and configurable financial data to our clients.

De

Quantitative Risk Analyst Intern

What are Supernova Companies Perks + Benefits

Diversity
Highly diverse management team
Health Insurance & Wellness Benefits
Dental Benefits
Vision Benefits
Health Insurance Benefits
Retirement & Stock Options Benefits
401(K)
401(K) Matching
Company Equity
Child Care & Parental Leave Benefits
Flexible Work Schedule
Remote Work Program
Vacation & Time Off Benefits
Generous PTO
Paid Holidays
Paid Sick Days
Perks & Discounts
Casual Dress
Commuter Benefits
Game Room
Stocked Kitchen
Some Meals Provided
Professional Development Benefits
Tuition Reimbursement
Continuing Education stipend

Additional Perks + Benefits

Exceptional benefits package Equity-linked compensation. A vacation policy designed to achieve work-life balance. Frequent team lunches to help keep us all connected. Office pool table complete with regular tournaments. Matching 401(k) program.

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