OCC
We clear and settle trades for the options industry.
Chicago, IL

Principal, Assistant General Counsel - - Regulatory Technology Exam Management and Litigation

| Chicago
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

The Principal, Assistant General Counsel, will provide legal counsel to internal business clients on both routine and complex matters regarding regulatory examinations, investigations, and litigation, with a special emphasis on information technology, information security, and information governance.

  • Assist with Legal department role in overseeing regulatory examination process, including but not limited to review of responses to document requests, participation in onsite examination sessions, and drafting of responses to preliminary and final examination findings.
  • Review documents prepared in conjunction with regulatory examinations to help ensure accuracy, consistency, and overall quality.
  • Prepare subject matter experts who will present during regulatory examinations or investigations; help strategize with respect to presentations during examination or investigation generally. 
  • Assist with management of relationship with regulators, primarily in the examination and investigation context, including the SEC, the CFTC, and the Board of Governors of the Federal Reserve System.
  • Act as subject matter expert for the legal function by providing specialized legal and regulatory advice to internal clients on a variety of matters, with an emphasis in the areas of information technology, security, and governance; data loss prevention; and records management.
  • Support regulatory inspections of OCC’s technology and security systems and practices, including SEC Technology Controls Program and CFTC Systems Safeguards examinations.
  • Be familiar with and advise internal clients on specific regulations applicable to OCC and/or its clearing members, including but not limited to federal securities and commodities laws promulgated by the SEC, CFTC, the Board of Governors of the Federal Reserve System, including the SEC's Regulation Systems Compliance and Integrity (Reg. SCI) and the CFTC's Systems Safeguards, and any legal developments in matters concerning information security and governance, privacy, and business continuity.
  • Advise internal clients on litigation, potential litigation, and other disputes involving OCC.
  • Manage implementation of legal holds.
  • Respond to routine third party subpoenas and document requests from regulators.
  • Assist in supervision of, and work closely with, outside counsel to manage litigation portfolio and significant third-party subpoenas and document requests from regulators.
  • As needed, provide legal advice to internal clients on both routine and complex matters related to current and prospective regulations in order to manage legal risks faced by the Corporation relating to regulatory developments.
  • Assist in ensuring business initiatives are in compliance with current and proposed regulatory requirements.
  • Perform other duties as required.

Qualifications /Education/ Technical Skills:

  • Experience in securities and commodity laws and regulations.
  • Experience working with regulatory agencies or regulated financial institutions.
  • Experience with litigation or regulatory examinations.
  • Experience in one or more of the following areas: information technology, information security, cyber-security, or information governance.
  • Familiarity with laws, rules, regulations, and industry standards concerning one or more of the above-mentioned practice areas, including but not limited to knowledge of Regulation SCI.
  • General working knowledge of the clearance and settlement and risk management functions of a clearing organization preferred.
  • Understanding of and familiarity with best practices with respect to corporate governance of systemically important financial market utilities preferred.
  • Excellent analytical and problem-solving skills.
  • Excellent interpersonal and communication skills.
  • Ability to manage medium to high complexity matters with a significant degree of independence.
  • Ability to expeditiously identify and assess issues and provide legally sound recommendations consistent with good business practices and reason.
  • Excellent writing skills.
  • Detail-oriented, flexible, and creative. 
  • Well-organized and capable of handling several substantial assignments at the same time.
  • Self-starter with ability to work independently as well as on a team and to quickly shift priorities in response to changing business environment or priorities.
  • Ability to work collaboratively, including through effective communication, with internal clients from different departments at various levels of seniority.
  • Ability to promptly produce high-quality, accurate, and detailed work product.
  • 5-7 years of related experience either at a law firm, in-house, or at a regulatory agency.
  • Bachelor’s degree from accredited college or university.
  • Juris Doctor or equivalent degree from a law school accredited by the American Bar Association.
  • Admitted to practice law in Illinois.

See More
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

Where we are

Adjacent to the Willis Tower, close to CTA, Metra and expressways with plenty of food and entertainment options nearby.

Technology we use

  • Engineering
    • .NETLanguages
    • AWS (Amazon Web Services)Languages
    • C#Languages
    • C++Languages
    • JavaLanguages
    • JavascriptLanguages
    • PerlLanguages
    • PythonLanguages
    • RLanguages
    • RubyLanguages
    • ScalaLanguages
    • SqlLanguages
    • SwiftLanguages
    • ReactLibraries
    • AngularJSFrameworks
    • Ruby on RailsFrameworks
    • SpringFrameworks
    • Microsoft SQL ServerDatabases
Previous
Next

What are OCC Perks + Benefits

OCC Benefits Overview

Educational Assistance and Student Debt Forgiveness, 12-week paid parental leave, technology stipend up to $2,000, mobile data reimbursement of $35 per month. Open offices, online health coaching.

Culture
Volunteer in local community
Each year, OCC employees select a locally-based charitable organization for each of our three offices (Chicago, Dallas and Washington, D.C.). We offer multiple opportunities to get involved.
Partners with Nonprofits
OCC Partners with local organizations in Dallas, Chicago and DC to raise funds and support their missions. Employees select the charity and are eligible for up to 8 hours of paid time to volunteer.
Friends outside of work
Daily sync
Open door policy
Team owned deliverables
Team based strategic planning
Open office floor plan
Diversity
Dedicated Diversity/Inclusion Staff
Unconscious bias training
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Wellness Programs
Mental Health Benefits
Retirement & Stock Options Benefits
401(K)
401(K) Matching
OCC provides employees with a 401(k) matching plan managed by Fidelity. We match 50% of contributions up to 6% of an employee's annual gross pay.
Performance Bonus
Match charitable contributions
Child Care & Parental Leave Benefits
Flexible Work Schedule
OCC provides employees with a flexible work schedule that includes Flexible start and end times.
Vacation & Time Off Benefits
Generous PTO
OCC employees receive between 22 and 32 days per year of paid time off based on years of service.
Paid Volunteer Time
Sabbatical
Eligible employees get 30 days of paid sabbatical after their first 10 years of working at the company.
Paid Holidays
Paid Sick Days
Perks & Discounts
Casual Dress
Commuter Benefits
OCC Offers pre-tax commuter benefits for employees in Chicago and Washington, D.C.
Happy Hours
Relocation Assistance
OCC offers relocation assistance which varies based on the position level and location.
Professional Development Benefits
Job Training & Conferences
OCC offers employees professional development opportunities including onsite training courses and the ability to attend job related certification courses, conferences and seminars.
Tuition Reimbursement
Our tuition reimbursement plan offers an annual max of $1000.
Lunch and learns
OCC hosts leadership lunches on a regular basis so you can learn about your colleagues and their unique backgrounds.
Cross functional training encouraged
Promote from within
Online course subscriptions available
Customized development tracks
Paid industry certifications
Employees are strongly encouraged to stay current in relevant technologies and supports certification programs.

Additional Perks + Benefits

We were just recognized as a best place to work for working parents! Take a look at our blog post here: https://www.theocc.com/Newsroom/Views/2021/04-26-OCC-Designated-as-Best…

An Insider's view of OCC

What are some social events your company does?

Monthly happy hours and cultural celebrations to honor our diverse workforce.

Andre

Executive Director, Talent Acquisition

Jobs at OCC
66

All Jobs
All Jobs
Finance
Data + Analytics
Design + UX
Dev + Engineer
Internships
Legal
Marketing
Operations
Project Mgmt
Sales
Content
Tap to close

Associate Principal, Performance Test Lead

OCC
Chicago
1 day ago
+37
The Performance Testing Lead will work with other team members to ensure that OCC systems meet specified performance quality standards and agreed upon Service Level Agreements. The Lead will utilize industry standard performance testing methods with an emphasis on efficiency, high performance and innovation. This individual will be an experienced contributor in the performance certification process including, performance test planning,

Contingent Worker - Data (ISRA)

OCC
Chicago
2 days ago
+37
I. WORK TO BE PERFORMED: Design, develop and build Cloud-based and hybrid data solutions Understand data models, process maps and data integration processes Understand and be fluent in common architectures including microservices, serverless, Lambda and related technologies Be able to work closely with data engineering teams to build capacity and performance model for planning and operating schemes within OCC Validate design and requirements

Associate, Help Desk

OCC
Chicago
2 days ago
+37
COVID-19  All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is

Associate Principal, Internal Audit Business & Risk

OCC
Chicago
3 days ago
+37
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Associate Principal, Identity and Access Management Systems

OCC
Chicago
3 days ago
+37
The Identity and Access Management team is responsible for access control and all associated programs. Applications supporting these programs include Okta, SailPoint and Duo.

Associate Principal, DevOps Engineering

OCC
Chicago
3 days ago
+37
Summary The candidate will be part of the Good Software Delivery (GSD) Practices team at OCC. The team is responsible for developing code to automate verifications of Security, Quality and Key controls for applications and releases that are integrated in the development teams build (CI) pipelines. The team is also responsible for building automated deployment (CD) pipelines for application releases. The goal of the team is to provides one path

Associate Principal – Data Governance Analyst

OCC
Chicago
4 days ago
+37
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is

Senior Auditor, Information Technology & Security

OCC
Chicago
4 days ago
+37
The Options Clearing Corporation (OCC), the world’s largest equity derivatives clearinghouse, is seeking an engaged Senior Auditor ("Associate Principal") within the Information Technology and Security Internal Audit Department who will lead audits related to complex technology environment, business processes and support the strategic goals of the audit function. The Associate Principal Auditor is responsible for understanding the complexity of the IT and Security operations and aligning audits to relevant regulatory, IT, information security, operational, and strategic risks and presenting recommendations for improvements to senior leadership.

Associate Principal, Enterprise Risk Management (Analytics)

OCC
Chicago
4 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal - Enterprise Monitoring Engineer

OCC
Chicago
4 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Data Platform Development - Java

OCC
Chicago
4 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Regulatory Compliance, IT

OCC
Chicago
4 days ago
+37
• Contribute to the development, maintenance and continuous improvement of the Regulatory Framework including policies, procedures and controls • Act as an advisor in compliance matters • Assist the organization in evaluating new products, key business initiatives, significant technology, and systems to ensure compliance with policy, laws, and regulations

Associate Principal, Software Engineering: Software Development Test (SDET)

OCC
Chicago
5 days ago
+37
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Contingent Worker - Scrum Master

OCC
Chicago
5 days ago
+37
Project: Renaissance Risk WORK TO BE PERFORMED: Assist in the “building” of Agile teams/squads within Renaissance Risk Department. Provide support to the Product Owner and Delivery Team. This person should personify Agile. Facilitate discussion, decision making, and conflict resolution. Build a trusting and safe environment where problems can be raised and resolved. Continually improve Scrum Master skills through education and engaging with

Principal, Internal Audit Business & Risk

OCC
Chicago
5 days ago
+37
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Production Operations Manager

OCC
Chicago
6 days ago
+37
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Sr Associate, Application Developer (Java 8+)

OCC
Chicago
6 days ago
+37
Summary The Sr Associate, Application Developer supports with business analysts, team leads and development team. A contributor in developing scalable and resilient hybrid and Cloud-based data solutions supporting critical financial market clearing and risk activities; collaborate with other developers, architects and product owners to support enterprise transformation into a data-driven organization. The Specialist, Application Developer will

Associate Principal, Member Services (Production)

OCC
Chicago
6 days ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate, Collateral Services

OCC
Chicago
1 week ago
+37
COVID-19: All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Senior Associate, Corporate Actions

OCC
Chicago
1 week ago
+37
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Data Platform Technologies

OCC
Chicago
1 week ago
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Principal, Assistant General Counsel - - Regulatory Technology Exam Management and Litigation

OCC
Chicago
1 week ago
The Principal, Assistant General Counsel, will provide legal counsel to internal business clients on both routine and complex matters regarding regulatory examinations, investigations, and litigation, with a special emphasis on information technology, information security, and information governance. Assist with Legal department role in overseeing regulatory examination process, including but not limited to review of responses to document

Executive Principal, Associate General Counsel and Assistant Secretary

OCC
Chicago
1 week ago
The Executive Principal, Associate General Counsel and Assistant Corporate Secretary will work closely with the Board, Chief Executive Officer, Chief Legal Officer and other senior officers, as applicable, to tailor the Board’s governance framework to fit OCC’s and its directors’ needs. Support the Board in carrying out its fiduciary duties. Help ensure compliance with governance requirements in Delaware corporate law and applicable regulatory

End User Experience Intern

OCC
Chicago
1 week ago
OCC is looking for interns who are hungry for the chance to learn more, humble enough to admit they don’t know all the answers, and smart enough to recognize the opportunity. The OCC Internship Program provides students with the real-world skills to successfully transition into a career in the financial services industry. As an intern, you will help lead projects that help shape the future of OCC. This person will apply their skill-set and knowledge toward tackling designated projects. This an exciting opportunity to have a true impact on the company by designing and implementing solutions for real challenges facing the business. Here’s what we’re looking for:

Principal, Cloud Architect

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Software Engineering: Streaming Development

OCC
Chicago
1 week ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Associate Principal, Clearing, Pricing & Risk Developer

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Sr. Associate, Platform Security

OCC
Chicago
1 week ago
Summary Support the architecture, design and governance of a secure infrastructure ecosystem, focused on automation and proactive IaaS security best practices in collaboration with the Security Services and CEP team. Provide hands on support architecting cloud security technologies, native AWS monitoring and auditing services, and improved cloud security governance and control. Primary Duties and Responsibilities: To perform this job

Senior Associate, Software Engineering: Blockchain, Distributed Ledger, Scala

OCC
Chicago
1 week ago
Primary Duties and Responsibilities:  What You’ll Do You’ll be working alongside experts that are building OCC’s next generation blockchain-based securities lending system, and paving the future of digital transformation in the capital markets industry by: • Collaborating with others to deliver complex projects which may involve multiple systems. • Continuously thinking about the next steps while improving yourself and others around you. •

Principal, Solution Architect

OCC
Chicago
1 week ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Principal, Solution Architecture

OCC
Chicago
1 week ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Associate Principal, Internal Audit Quality Assurance

OCC
Chicago
1 week ago
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization and is dedicated to promoting stability and financial integrity in the marketplaces that it serves by focusing on sound risk management principles is seeking an Associate Principal, Internal Audit (IA) Quality Assurance (QA) to support the quality assurance efforts and confirm adherence to professional practices for the IA function

Associate Principal, Cyber Risk

OCC
Chicago
1 week ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. All OCC employees are required to disclose their COVID-19

Associate Principal, Security Business Operations

OCC
Chicago
1 week ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Director, Technical Project Manager

OCC
Chicago
1 week ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, UX Analyst

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Business Engineering & Strategy (Control)

OCC
Chicago
2 weeks ago
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Solutions Architect/Lead UI Development

OCC
Chicago
2 weeks ago
Summary: In this role you will define and drive the front-end vision across all product engineering teams at OCC. You will lay the foundation of what the best in-class front-end architecture looks like in collaboration with our front-end engineers, designers and product managers while keeping our front-end tech stack up to date with the front-end community. This role in the central UX/UI team will serve as a partner to all Product Dev teams and

Executive Principal, Associate General Counsel

OCC
Chicago
2 weeks ago
The Executive Principal, Associate General Counsel will advise internal clients on regulatory reporting and responses to regulator requests, including in the examination process, and serve as the central point of contact with staff from regulatory agencies on exam and other regulatory reporting matters, as appropriate. Assist with management of relationship with regulators from the SEC, the CFTC, and the Board of Governors of the Federal Reserve

Executive Principal, Securities Lending

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, UI Design

OCC
Chicago
2 weeks ago
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Senior Associate, Business Analyst (Security)

OCC
Chicago
2 weeks ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Senior Associate, Scrum Master

OCC
Chicago
2 weeks ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Senior Associate, Quantitative Risk Management

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate, Credit Risk Management

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Executive Director, Financial Risk Oversight

OCC
Chicago
2 weeks ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are   The Options Clearing Corporation (OCC) is

Senior Associate, Cyber Defense (Control)

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Associate Principal, Contract Administrator

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Software Engineering - Java Development

OCC
Chicago
2 weeks ago
Who We Are About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange

Associate Principal, DevOps Engineering

OCC
Chicago
2 weeks ago
ORT tech lead will own all activities related to successful deployment and operation of the Operational readiness environment (ORT) from technology perspective. Successful candidate will collaborate with various product, infrastructure, operations, security, and production control teams to elicit and fulfil technical requirements of these teams. This role is an individual contributor role that may evolve into people manager role in the future.

Executive Director, Legal (Governance)

OCC
Chicago
3 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Business Engineering & Strategy (Control)

OCC
Chicago
3 weeks ago
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Project Analyst

OCC
Chicago
3 weeks ago
About Us OCC, founded in 1973, is the world's largest equity derivatives clearing organization. OCC is dedicated to promoting stability and financial integrity in the marketplaces that it serves by focusing on sound risk management principles. We serve 16 options exchanges, 2 futures exchanges and 1 stock loan alternative trading system. OCC has over 100 clearing members, including several of the largest U.S. broker-dealers. What We Offer A

Senior Associate, Linux Administration

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Principal, Organizational Development

OCC
Chicago
3 weeks ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. Who We Are The Options Clearing Corporation (OCC) is the

Associate Principal, VMWare Engineer

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Server Administration

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Storage Engineering

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Business Analysis

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Internal Communications

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Corporate Compliance

OCC
Chicago
3 weeks ago
COVID-19 All OCC employees are required to disclose their COVID-19 vaccination status to OCC’s Human Resources department, and provide acceptable proof of vaccination status, as applicable. In addition, OCC requires employees who enter one of its offices to be fully vaccinated against COVID-19 or submit to regular testing as a condition of employment, subject to reasonable accommodation. About Us The Options Clearing Corporation (OCC) is the

Associate Principal, Software Engineering

OCC
Chicago
3 weeks ago
The Lead Front End Developer will be responsible for the development and delivery of business features in that application, integrating with a variety of upstream data-sources and presenting data through the user interface, all while enriching and advancing the platform. This software must achieve a blend of data-rich presentation, performance, user experience, and the capacity to support the busiest trading days in the world economy with rock-solid reliability. The candidate must be able to solve problems creatively, communicate effectively, and proactively engage in technical decision making to achieve these objectives. The Lead Front End Developer will be a team player and work well with business, technical and non-technical professionals in agile environment.

Specialist, Enterprise Technology Solutions Developer

OCC
Chicago
3 weeks ago
Name of Employer: The Options Clearing Corporation Job Title: Specialist, Enterprise Technology Solutions Developer Location: 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 Duties: Design solutions within the ServiceNow platform. Work with the development team to manage the backlog, prioritize stories and develop enhancements and defects. Deliver effective and timely solutions to OCC users through the application of business rules, client

Associate Principal, Investor Education, Marketing and Operations

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Senior Associate, Investor Education Marketing and Operations

OCC
Chicago
3 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal - Site Reliability Engineer

OCC
Chicago
12 hours ago
Support the availability and performance of the next generation of OCC’s Cloud Platform. Enhance system reliability and developer productivity through automation. Provide guidance to development teams in the areas of cloud technologies, application profiling and monitoring, logging, metrics collection and analysis.