OCC Logo

OCC

Senior Associate, Compliance Monitoring - Data Analytics

Sorry, this job was removed at 04:48 p.m. (CST) on Wednesday, Aug 21, 2024
Hybrid
Chicago, IL
Hybrid
Chicago, IL

Similar Jobs at OCC

Yesterday
Hybrid
Chicago, IL, USA
59K-81K Annually
Entry level
59K-81K Annually
Entry level
Big Data • Cloud • Fintech • Information Technology • Financial Services
The role involves data research and analysis, creating dashboards, supporting testing, and assisting with inquiries and departmental procedures.
Top Skills: ExcelMS OfficePower PointWord
2 Days Ago
Hybrid
2 Locations
77K-107K Annually
Mid level
77K-107K Annually
Mid level
Big Data • Cloud • Fintech • Information Technology • Financial Services
The role involves analyzing business requirements, supporting agile teams, creating user stories, and ensuring effective communication across teams while leveraging various tools and processes.
Top Skills: AgileAWSBusiness ObjectsConfluenceFigmaJIRAPythonRSQLTableauVisio
10 Days Ago
Hybrid
Chicago, IL, USA
101K-170K Annually
Mid level
101K-170K Annually
Mid level
Big Data • Cloud • Fintech • Information Technology • Financial Services
Design, develop, and maintain reporting and monitoring solutions for QA processes, utilizing Tableau, Alteryx, Python, and SQL to support data analysis and visualization needs.
Top Skills: AlteryxAWSAzureGoogle Cloud PlatformHp AlmJIRALinuxPythonSeleniumSpiratestSQLTableau

This position is not eligible for current or future Sponsorship.
What You'll Do:
This role will report to the Manager, Compliance Monitoring and will provide technical solutions for the programs that oversee compliance with OCC's regulatory and internal control environment. This includes, but is not limited to, facilitating the automation of the organization's control testing program, control testing quality assurance, monitoring and surveillance tools and reports related to board reporting.
Primary Duties and Responsibilities:
To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.

  • Build automated workflows that enable data extraction, processing, and conversion to standardized data models.
  • Configure data pipelines that ensure end-to-end process automation related to different aspects of the Compliance program.
  • Develop Control Testing Automation, Findings, and Risk identification dashboards.
  • Assist in the design and development of automated and sustainable reporting for a variety of audiences including management, the Chief Compliance Officer, the Board of Directors, and regulators.
  • Support analytics framework by following best practices in code review, testing, documentation and technical writing.
  • Assist in the design and development of automated and sustainable reporting for a variety of audiences including management, the Chief Compliance Officer, the Board of Directors, and regulators.
  • Assess existing technologies and data sets and determine how they can best be used to drive analyses and inform decision-making for Compliance.
  • Escalate issues to the Manager, Compliance Monitoring, as needed.
  • Other duties, as assigned.


Supervisory Responsibilities:
Not Applicable.
Qualifications:
The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.

  • Strong programming skills oriented towards data analytics involving data extraction, manipulation, processing and analysis. Object Oriented Programming skills is a plus.
  • Strong SQL skills and experience writing efficient complex queries for data extraction. Database development and management is a plus.
  • Working knowledge of API protocols and extracting data from REST APIs and source systems.
  • Experience working with, cleaning and analyzing large and complex data sets and structures to derive meaningful results.
  • Experience building dashboards and reports in Tableau, or similar monitoring tool.
  • Excellent technical and analytical skills. Ability to deliver thoughtful, efficient solutions quickly in a fast-paced environment.
  • Ability to communicate technical solutions clearly and effectively to business users and senior management.
  • Ability to work across teams and with varying subject matter experts to develop requirements and to obtain and analyze data.
  • Ability to manage and prioritize assignments and respond to rapidly shifting priorities.
  • Ability to work independently and as a member of a team.
  • Ability to work under deadlines and manage multiple tasks simultaneously.


Technical Skills:

  • Data extraction, manipulation and processing skills in either Python (Pandas/Numpy), Matlab or R. Having Object Oriented programming skills (C++/Java) is a plus.
  • SQL programming on relational databases. Splunk is a plus.
  • Tableau or Python/R data visualization libraries. Curator is a plus.
  • Experience working on a workflow tool like Alteryx, Power BI or scheduling automated jobs in Windows or Unix environment.
  • Building end-to-end data pipelines and using best practices in development and testing.
  • Familiarity with Agile framework and versioning tools like Git.
  • Understanding of statistics/quantitative analysis and experience applying these concepts in a business environment, preferred.


Education and/or Experience:

  • 0-3 years of software development/data analytics/quantitative analysis roles required.
  • 2 years of fintech or financial industry experience, a plus.
  • 2 years working in Risk or Compliance areas, a plus.
  • Bachelor's Degree in Computer Science, Information Systems, Mathematics, Finance, or related discipline required.


Certificates or Licenses:
Not Required
Who We Are
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.
What We Offer
A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include:
A hybrid work environment, up to 2 days per week of remote work
Tuition Reimbursement to support your continued education
Student Loan Repayment Assistance
Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely
Generous PTO and Parental leave
Competitive health benefits including medical, dental and vision
Step 1
When you find a position you're interested in, click the 'Apply' button. Please complete the application and attach your resume.

Step 2
You will receive an email notification to confirm that we've received your application.

Step 3
If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location.

For more information about OCC , please click here .
OCC is an Equal Opportunity Employer

HQ

OCC Chicago, Illinois, USA Office

Adjacent to the Willis Tower, close to CTA, Metra and expressways with plenty of food and entertainment options nearby.

What you need to know about the Chicago Tech Scene

With vibrant neighborhoods, great food and more affordable housing than either coast, Chicago might be the most liveable major tech hub. It is the birthplace of modern commodities and futures trading, a national hub for logistics and commerce, and home to the American Medical Association and the American Bar Association. This diverse blend of industry influences has helped Chicago emerge as a major player in verticals like fintech, biotechnology, legal tech, e-commerce and logistics technology. It’s also a major hiring center for tech companies on both coasts.

Key Facts About Chicago Tech

  • Number of Tech Workers: 245,800; 5.2% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: McDonald’s, John Deere, Boeing, Morningstar
  • Key Industries: Artificial intelligence, biotechnology, fintech, software, logistics technology
  • Funding Landscape: $2.5 billion in venture capital funding in 2024 (Pitchbook)
  • Notable Investors: Pritzker Group Venture Capital, Arch Venture Partners, MATH Venture Partners, Jump Capital, Hyde Park Venture Partners
  • Research Centers and Universities: Northwestern University, University of Chicago, University of Illinois Urbana-Champaign, Illinois Institute of Technology, Argonne National Laboratory, Fermi National Accelerator Laboratory

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account