Compliance & Internal Investigator
1 week ago
With limited direction, conduct high-profile, complex, and time-sensitive investigations that present increased financial, compliance, regulatory, and reputational risk to the organization.
Maintain a sizable case load, and ensure consistency in compiling evidence, documenting facts and providing direction for the next course of action.
Engage with external parties and industry groups to obtain and provide thought leadership and strategies to minimize regulatory, compliance, and internal fraud risk.
Assist with the continued development, implementation, and optimization of investigative tools and systems.
Apply proficient knowledge and understanding of company policies and procedures, and federal, state and local regulations pertaining to credit reporting and related business activities.
Prepare timely, detailed, and objective written investigative reports, detailing due diligence and investigative findings, and distribute to various internal stakeholders.
Provide Senior Level Management with investigation updates, including timeline of events and gaps in the control environment.