Chicago startup and tech jobs

6

Chief Compliance Officer - Markets

Coinbase
Chicago
3 days ago
+19
Lead the Compliance and regulatory initiatives, including managing and helping the Compliance staff. Maintain overall compliance with relevant regulators while mitigating business and regulatory risk. Develop, maintain and enforce written supervisory controls. Serve as primary contact for regulatory exams and inquiries. Advising the business senior leadership team and other senior managers on all relevant matters impacting the ATS and the other businesses in scope. Partner with the Product and Engineering team to ensure Compliance requirements are communicated and incorporated into the product development process. Develop, maintain and strengthen the relationship between compliance and the business by providing timely and effective advice and strengthening the communication channels to ensure a two way flow of information.

Associate General Counsel

Rewards Network
Chicago
6 days ago
+12
RN seeks an Associate General Counsel who will partner with the business to provide general legal support focused on commercial transactions and high-quality legal counsel on product initiatives, privacy law and regulatory issues. Rewards Network has defined multiple growth initiatives focusing on new partnerships, product development and M&A. This position will be a critical partner to the success of these growth initiatives across the business. The Associate General Counsel will report to the Chief People & Legal Officer and will additionally manage and supervise the Contracts & Compliance Paralegal.

Chief Compliance Officer - North America

Morningstar
Chicago
1 week ago
+16
The Team:  Morningstar’s Compliance team supports Morningstar’s global business entities, with focus on those registered with and governed by a regulatory body. Our compliance professionals have an integral role in mitigating regulatory and compliance risk for Morningstar. Morningstar and its subsidiaries offer a broad range of products and services including regulated services such as investment advisory. The Role:  Morningstar’s Compliance

Marketing & Advertising, Attorney

TransUnion
Chicago
1 week ago
+14
Overview of role:   With general supervision, provide legal services and guidance to assigned TransUnion business units, ensuring that the business practices, policies and dealings meet regulatory, contractual and business requirements, and that TransUnion’s operations are within the scope established by law inclusive of the Fair Credit Reporting Act and Gramm-Leach-Bliley Act. The incumbent provides recommendations to management regarding

Sr. Government Attorney

Contracts Advisor (Information Security)

Corporate Counsel - Regulatory

Enova
Chicago
2 weeks ago
+13
Reports to: Associate General Counsel What you’ll be doing: You will focus your efforts in supporting Enova’s marketing, lending and other businesses and are expected to have (or to develop) an in-depth understanding of US and international marketing laws and consumer and commercial finance laws and regulations that affect the company’s lending businesses. Day-to-day duties may include, but are not limited, to: Your core priorities will be to: Ha

Associate of Regulatory Compliance

OppLoans
Chicago
2 weeks ago
+20
Assisting the Director of Regulatory Compliance in implementing our Compliance Management System and Compliance Risk Management Framework. Managing the company’s state licensing process, including applications and regular, ongoing reporting obligations and filings. Managing the company’s audit and examination process, including due diligence requests from third-party auditors and state regulatory examiners. Collecting requested data, communicating with regulators, and managing examinations from beginning to end. Demonstrate functional or proficient working knowledge of the prudential, financial crimes, and consumer lending regulations including but not limited to the Bank Secrecy Act; USA Patriot Act; Equal Credit Opportunity Act; Truth In Lending Act; Fair Lending; Unfair, Deceptive, or Abusive Acts or Practices Act; Servicemembers Civil Relief Act and their implementing Regulations as well as other relevant regulatory requirements. Work in collaboration with Business Compliance Officers and other stakeholders in various phases of examinations and audits, including notification, fieldwork, escalation, reporting and follow-up. Demonstrate ability to exercise judgment in assessing the material significance and relevance of identified findings and recommendations and ensure timely escalation. Develop reports, which are concise, timely and provide value to business and management to continuously improve compliance controls and mitigate risks. Identify, track and communicate supervisory findings and make issue remediation recommendation, and work with responsible owners to address the items on a timely basis; ensure appropriate issue reporting and escalation. Other duties as assigned.

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