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The Product Manager at tastyfx will oversee product initiatives from discovery through deployment, collaborating with Technical Leads and product teams. Responsibilities include breaking down initiatives into tasks, managing the product backlog using Jira, facilitating discovery sessions, defining success metrics, and coordinating communication regarding new features. The role requires collaboration with engineers and business teams to produce effective training materials and gather feedback to enhance the product.
The Client Relationship Representative will collaborate with the team and executives, assist clients with issues related to their trades, and ensure a smooth onboarding process. Key responsibilities include maintaining client relationships, inputting trades, and offering strategic business ideas. The role requires strong customer service skills and knowledge of financial markets.
The Compliance Director manages compliance programs for the broker-dealer operations, ensuring adherence to regulations from bodies like the SEC and FINRA. Responsibilities include overseeing internal controls, responding to regulatory audits, training employees on compliance requirements, and mitigating risks across business operations.
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As a Senior Software Engineer, you will modify existing systems, lead green field projects, and troubleshoot issues while working on front-end client applications. You'll provide technical leadership, write production-quality code, and collaborate with UX and Product teams to enhance user experience. Your role includes mentoring juniors, performing peer reviews, and driving improvements in technology and application architecture.
The Associate Compliance Officer will provide compliance oversight, assist with regulatory audits, manage record productions, and ensure adherence to compliance obligations. Collaborating with teams and implementing enhancements to practices will also be key responsibilities.
The Head of Regulatory Affairs will oversee the firm's response process to regulatory and legal audits, serving as the liaison with authorities like FINRA and SEC. Responsibilities include managing regulatory inquiries, ensuring timely responses, and collaborating with internal teams while maintaining compliance with regulations.
As an Accounts Specialist at tastytrade, you will assist customers with account openings and maintenance, provide support via various communication channels, and ensure compliance with Anti-Money Laundering regulations while recommending improvements to current processes.
The Senior Marketing Manager will devise comprehensive marketing strategies to boost brand awareness, customer acquisition, and retention while managing a multi-million-dollar marketing budget. The role includes optimizing full-funnel integrated campaigns, collaborating with cross-functional teams, and communicating performance results to stakeholders, ensuring compliance and brand alignment.
The Market Surveillance Analyst will monitor trading activities to prevent manipulation and ensure compliance with regulatory standards. Responsibilities include conducting trade analysis, reviewing reports, documenting findings, investigating compliance issues, and communicating with market participants to enhance the Exchange's compliance program.
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