Global Chief Compliance Officer
2 months ago
The Role: Morningstar, Inc. is seeking an experienced and senior global chief compliance officer to architect, integrate, manage and oversee compliance programs and teams across all of Morningstar’s regulated entities in the United States and international jurisdictions. The role also involves conducting periodic evaluations of Morningstar’s enterprise risks and its progress with risk management activities. Morningstar operates regulated investment advisory, credit rating and index businesses globally, as well as a broker-dealer subsidiary in the United States. Regulated businesses currently operate in the United States, Canada, the United Kingdom, Australia and six other international jurisdictions. The position will involve interaction with management at the most senior level and with the Board of Directors, as well as senior regional business, product and compliance teams. The successful candidate will have extensive experience in overseeing broad-based compliance programs globally and overseeing a large compliance organization. This role is currently based in Chicago, IL, and reports to Morningstar’s General Counsel.