Chicago Tech Jobs and Startup Jobs

13

Corporate Counsel

Stats Perform
Chicago
4 days ago
+24
Support the General Counsel with respect to the drafting, review and negotiation of client and vendor agreements, non-disclosure agreements, and other contractual matters. Maintain an up-to-date understanding of Stats Perform products and services, and related contractual needs. Assist the General Counsel with other projects as needed, including with respect to litigation and dispute resolution, human resources matters, corporate transactions, regulatory and compliance issues, and general health and functioning of the legal department. Give accurate and timely counsel to key stakeholders and executives across the business on variety of legal topics. Research and evaluate different risk factors regarding business decisions and operations.

Regulatory Risk and Monitoring Associate

OppLoans
Chicago
6 days ago
+55
Assist the Monitoring and Testing Compliance Program Manager in implementing Monitoring and Testing for applicable State and Federal regulations as part of our Compliance Management System. Assess compliance risk through testing and monitoring. Work with Issues Management Team to ensure issues are addressed. Collect data, files, and other materials for monitoring and testing. Work in collaboration with Business Compliance Officers and other partners in different phases of testing and monitoring including planning, execution, reporting, and follow-up. Assess the material significance and relevance of identified findings and ensure escalation. Develop reports which are concise and provide value to business to improve compliance controls and mitigate risks.

VP Associate General Counsel

OCC
Chicago
1 week ago
+33
Provide legal advice on both routine and complex matters to internal clients in order to manage legal risks faced by the Corporation relating to clearance and settlement operations. Advise internal clients on specific regulations applicable to OCC. Work with personnel from the business units to articulate nature of changes to the Corporation’s By-Laws and Rules to the regulators. Serve as Corporation liaison to the regulators.

Compliance Manager

GoHealth
Chicago
2 weeks ago
+39
The Associate Counsel reports directly to the General Counsel and helps design, coordinate, execute, and oversee the company’s compliance program, including managing the compliance efforts of multiple business units and sites. In this role, you will be responsible for ongoing compliance with various state and federal regulatory requirements.

Corporate Counsel

Upwork
Chicago
2 weeks ago
+32
Assisting in all areas related to corporate and securities matters, including Securities Act and Exchange Act matters. Preparing and reviewing SEC filings, including Forms 10-K, 10-Q and 8-K, proxy statements and Section 16 filings. Assisting with investor relations matters, including review of earnings announcements, earnings scripts, press releases and other materials. Assisting with corporate social responsibility program. Supporting the stock administration department with equity matters. Preparing for annual stockholder meetings, including planning and logistics. Assisting with the preparation of materials for board of directors and committee meetings, including board decks and meeting minutes. Supporting M&A and other strategic transactions, including working with the corporate development team.

Associate Employment Litigation Counsel

Upwork
Chicago
2 weeks ago
+32
In this role you will assess, mitigate and/or resolve disputes and litigation. You will also work with us to support and scale our commercial, operations and sales teams on employment and other matters related to our customer offerings, including our Enterprise solution. Together, we work on state-of-the art legal issues and partner to bring practical solutions to resolve and mitigate risk.

Associate Employment Litigation Counsel

Upwork
Remote
2 weeks ago
+32
In this role you will assess, mitigate and/or resolve disputes and litigation. You will also work with us to support and scale our commercial, operations and sales teams on employment and other matters related to our customer offerings, including our Enterprise solution. Together, we work on state-of-the art legal issues and partner to bring practical solutions to resolve and mitigate risk.

Contracts & Business Operations Specialist

NowPow
Chicago
2 weeks ago
+25
The Contracts & Business Operations Specialist's core responsibility is to ensure consistent execution and management of all proposals and contracts. This includes oversight of NowPow’s contract management processes, as well as development of specific standards around new contract bid and submission processes, legal negotiations, and document management. The ideal candidate will be an excellent communicator and possess in-depth knowledge of procurement regulations, contract agreements, and legal terminology.

Senior Contracts Manager

Sphera
Chicago
1 month ago
+28
Advise, draft and negotiate agreements and ordering documents for B2B information and web-based products and services, including data, software, SaaS, professional services, and consulting and non-disclosure agreements. Advise and work with business to draft, review, negotiate, and process a variety of agreements and ordering documents; typically manages requested changes of high frequency and/or high complexity. Assist with leading activities with Sales, Services and Legal team management. Gain familiarity with contract processes and procedures and works to find ways to improve those processes and procedures. Initiate and execute special projects and other responsibilities as needed.

AML Investigations Analyst

DigitalMint
Chicago
2 months ago
+33
The AML Investigations Analyst will assist the Compliance Team, with performing the daily tasks that are necessary to achieve the objectives of the Company’s BSA/AML Compliance Program, and associated Policies and Procedures.

Global Chief Compliance Officer

Morningstar
Chicago
2 months ago
+45
The Role: Morningstar, Inc. is seeking an experienced and senior global chief compliance officer to architect, integrate, manage and oversee compliance programs and teams across all of Morningstar’s regulated entities in the United States and international jurisdictions. The role also involves conducting periodic evaluations of Morningstar’s enterprise risks and its progress with risk management activities. Morningstar operates regulated investment advisory, credit rating and index businesses globally, as well as a broker-dealer subsidiary in the United States. Regulated businesses currently operate in the United States, Canada, the United Kingdom, Australia and six other international jurisdictions. The position will involve interaction with management at the most senior level and with the Board of Directors, as well as senior regional business, product and compliance teams. The successful candidate will have extensive experience in overseeing broad-based compliance programs globally and overseeing a large compliance organization. This role is currently based in Chicago, IL, and reports to Morningstar’s General Counsel. 

Compliance Associate

Pareto Intelligence
Chicago
4 months ago
+59
Help with the coordination of third-party assessments, including HITRUST and penetration testing. Monitor the status of regulatory required controls to ensure completion within required timeframes. Assist members of the Compliance and IT Infrastructure teams with the assessment, design, and implementation, and monitoring of regulatory-required security controls. Assistance with client security questionnaires – Working alongside supervisor to complete client requests re: security and compliance controls.  Describing our security environment to ensure that our environment meets our clients’ control requirements.

Senior Compliance Officer

IMC Trading
Chicago
6 months ago
+26
Serve as the first line of defense in keeping our business compliant. This means you’ll maintain accurate, organized, and current compliance records that allow the Firm to respond quickly to any inquiry or audit. You’ll also monitor business activities to ensure the Firm remains in compliance with SRO Regulations along with Firm policies and participate in the development, review and maintenance of Written Supervisory Procedures. Partner with our new employees to assist in the registration processes and Exchange membership documentation and applications. Continue to work closely with our office by managing the internal Compliance material to ensure all documentation is up to date. Monitor trading activity using real-time alerts and various reports. Analyze and compile data into meaningful summaries, update log files and identify trends promptly; making findings available to the team.   Investigate and perform research related to compliance initiatives. Summarize findings for review, including organizing supporting documents, data, and articles. Assist in monitoring and reviewing relevant laws, rules and regulations to identify new compliance requirements.

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