Regulatory Risk and Monitoring Associate
3 weeks ago
Assist the Monitoring and Testing Compliance Program Manager in implementing Monitoring and Testing for applicable State and Federal regulations as part of our Compliance Management System.
Assess compliance risk through testing and monitoring.
Work with Issues Management Team to ensure issues are addressed.
Collect data, files, and other materials for monitoring and testing.
Work in collaboration with Business Compliance Officers and other partners in different phases of testing and monitoring including planning, execution, reporting, and follow-up.
Assess the material significance and relevance of identified findings and ensure escalation.
Develop reports which are concise and provide value to business to improve compliance controls and mitigate risks.