Compliance Program Manager
22 hours ago
Assisting the Director of Compliance and the CCO in implementing our Compliance Management System and Compliance Risk Management Framework.
Manage and run OppLoans’ employee and Board Compliance training program, including all content development, communications, tracking, reporting, and training events.
Organize and manage monthly company-wide Compliance meetings, brown-bag and other continuing education events.
Organize and manage annual policy/procedure reviews.
Organize and manage annual risk assessment process.
Organize and create appropriate content for new Compliance employee on-boarding.
Assist in carrying out Compliance functions, as needed, such as monitoring and testing, external audit oversight, examinations, BSA/AML investigations, vendor management, complaints, issue management, and risk assessments.