Search the 4 jobs at Halo Investing

The Frontend Engineer designs, architects and engineers the UI of our FinTech platform. The Frontend Engineer has experience working on the full lifecycle of a SaaS development project and works well in a collaborative team environment.

Seeking a Senior Compliance Officer with 5-7 years of relevant experience in financial services or trading industry to ensure compliance with FINRA and SEC rules. Responsibilities include surveillance, regulatory updates, risk assessment, trade surveillance, compliance review, training, audits, and advisory support. Must have expertise in annuity compliance, relevant licenses, and a bachelor's degree.

Senior Compliance Officer role at Halo Investing in Chicago. Responsible for ensuring compliance with FINRA and SEC rules, monitoring regulatory updates, assessing trade surveillance program, and providing guidance on compliance matters. Requires 5-7 years of compliance experience in financial services, Series 7 and Series 24 licenses, and a Bachelor's degree.

The Regional Vice President is responsible for business development and relationship management of clients in a specific territory. They will lead all sales-related activities and organize efforts to effectively address advisor needs. Strong knowledge of alternative investments and capital markets is required to discuss the sophisticated investment solutions that the company provides. Business development skills are essential to understand the challenges RIAs/Family Offices face in managing client portfolios.