Client Onboarding Analyst at ThinkMarkets

| Chicago
Sorry, this job was removed at 11:46 a.m. (CST) on Tuesday, May 11, 2021
Find out who's hiring in Chicago.
See all Data + Analytics jobs in Chicago
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

ThinkMarkets is a global online brokerage firm, specializing in providing multi-asset trading solutions to thousands of clients around the world. With our flagship ThinkTrader platform, we allow our clients to trade the world 24-hours a day. Our mission is to disrupt the brokerage industry by allowing access to global markets and thousands of products to allow our clients to trade the world in the palm of their hand. We use the latest technologies to give traders seamless access to our proprietary trading platforms. Our Chicago office is in the heart of the financial district in the Loop, and is made up by our Leadership, IT, Analytics, and R&D teams. 

We are seeking a Client Onboarding Analyst to join our rapidly growing workforce in Chicago. The role will focus on the provision of client onboarding services to the business in line with governing KYC and AML policies. As the Client Onboarding Analyst, you will be responsible for ensuring that all KYC cases are being completed to the highest standard in line with regulatory policies across the department and region. You will be supporting our Compliance, Customer & Trading Services, and Sales departments in provision of client due diligence and daily transaction monitoring, where required.

Responsibilities:

  • Process, verify, and manage status of all client applications
  • Conduct electronic checks including PEP and sanction checks
  • Liaise with clients and client-facing teams as necessary to ensure a clear understanding of requirements
  • Address all internal and external inquiries relating to client onboarding
  • Identify and monitor possible Politically Exposed Persons or Sanctioned individuals for KYC and risk purposes
  • Proactively engage with client-facing departments to inform on client onboarding, policy, process, and procedure changes
  • Ensure all client communications and records are accurate and up to date
  • Produce reports and Management Information (MI) for company leadership
  • Ensure adherence to department’s SLAs
  • Conduct account maintenance activities including annual reviews and client data refresh

Requirements:

  • Experience in AML, KYC functions in financial services institutions
  • Experience using digital technologies for managing financial crime risk
  • Previous experience of end-to-end AML / KYC processes which include Onboarding, transaction monitoring, client screening and ability to work under regulatory environment
  • Understanding of Financial Crime prevention and Know Your Customer requirements with a unique and innovative approach
  • Understanding of regulatory environment, including applicable regulations in different scenarios, best practices in implementation of regulatory ready processes, available tools, technologies
  • Excellent analytical, oral, and written communication skills
  • Fluency in English and additional language will be advantageous

Our Benefit Offerings:

  • Medical, Dental, and Vision coverage available
  • Employer-Paid Short-Term Disability and Life Insurance
  • Pre-Tax Transit deduction options
  • Global Employee Assistance Program
  • 401k and Roth 401k (retirement planning) options available and competitive company match
  • Generous Paid Holidays
  • Monthly gym reimbursement
  • Fresh beverages and snacks in office

This position works rotating shifts: morning, afternoon, evening, and some weekends to provide 24/7 client onboarding function coverage.

Read Full Job Description
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

Technology we use

  • Engineering
  • Product
  • Sales & Marketing
    • .NETLanguages
    • C#Languages
    • C++Languages
    • JavaLanguages
    • JavascriptLanguages
    • PythonLanguages
    • RLanguages
    • SqlLanguages
    • SwiftLanguages
    • Objective CLanguages
    • SwiftLanguages
    • Cocoa TouchLanguages
    • HTMLLanguages
    • CSSLanguages
    • SolidityLanguages
    • EtherumLanguages
    • ReactLibraries
    • AngularJSFrameworks
    • Node.jsFrameworks
    • SpringFrameworks
    • CassandraDatabases
    • Microsoft SQL ServerDatabases
    • MongoDBDatabases
    • MySQLDatabases
    • OracleDatabases
    • PostgreSQLDatabases
    • Google AnalyticsAnalytics
    • IllustratorDesign
    • InVisionDesign
    • PhotoshopDesign
    • JIRAManagement
    • WordpressCMS
    • KenticoCMS

Location

We are in the financial district of the city, located in the UBS Tower. We welcome others who would like to master the latest in tech with us.

An Insider's view of ThinkMarkets

What’s the vibe like in the office?

We're definitely a hardworking bunch, and we're very passionate about what we do. The culture is dynamic and collaborative, and there's always something to work on which helps the day fly by!

Ashley

Executive Assistant to the CEO

What does your typical day look like?

We start the day with a web call summarizing portfolio risks, exposures & order flow with our teams in Dubai & London. We track, measure, & report any trade issues with our clients; we’re always aware of changes in the risk profile of the firm portfolio. We're constantly checking on pricing, liquidity & execution across all our product offerings.

Pat

Head of Options

What makes someone successful on your team?

Above all, having passion for what you do will make an individual successful in any position! Specifically here at ThinkMarkets, we value a collaborative and innovative mindset to make our team run the most efficiently.

Theresa

Human Resources Associate

How do your team's ideas influence the company's direction?

At ThinkMarkets, ideation that challenges the norm and status quo is embraced! We prioritize growth and innovation to drive the business forward. As a Marketing Team, our mission is to bring the brand personality to life across the globe with a lean methodology that enables ThinkMarkets to proactively and constantly drive progress and efficiency.

Rich

Head of Performance Marketing

What are ThinkMarkets Perks + Benefits

Culture
Friends outside of work
Eat lunch together
Open door policy
Team owned deliverables
Team based strategic planning
Group brainstorming sessions
Pair programming
Open office floor plan
Diversity
Highly diverse management team
Mean gender pay gap below 10%
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Wellness Programs
Onsite Gym
Mental Health Benefits
Retirement & Stock Options Benefits
401(K)
401(K) Matching
Performance Bonus
Vacation & Time Off Benefits
Generous PTO
Paid Holidays
Paid Sick Days
Perks & Discounts
Commuter Benefits
ThinkMarkets covers up to 85% of transit costs and the remaining balance can be deducted from paychecks pre-tax.
Stocked Kitchen
We have an espresso and coffee machine, tea, and snacks stocked in our kitchen!
Some Meals Provided
Free lunch catered in on Fridays!
Fitness Subsidies
ThinkMarkets provides $65 a month to each employee to use towards gym memberships or classes (yoga, barre, kick-boxing, etc.) to promote a healthy lifestyle!
Professional Development Benefits
Promote from within
More Jobs at ThinkMarkets33 open jobs
All Jobs
Finance
Data + Analytics
Design + UX
Dev + Engineer
HR + Recruiting
Internships
Marketing
Operations
Product
Project Mgmt
Sales
Content
Data + Analytics
new
Chicago
Design + UX
new
Chicago
Developer
new
Chicago
Marketing
new
Chicago
Finance
new
Chicago
Finance
new
Chicago
Developer
new
Chicago
Internships
new
Chicago
Project Mgmt
new
Chicago
Marketing
new
Chicago
Finance
new
Chicago
Project Mgmt
new
Chicago
Data + Analytics
new
Chicago
Developer
new
Chicago
Operations
new
Chicago
Developer
new
Chicago
Developer
new
Chicago
Content
new
Chicago
Operations
new
Chicago
Content
new
Chicago
Developer
new
Chicago
Developer
new
Chicago
HR + Recruiting
new
Chicago
Operations
new
Chicago
Sales
new
Chicago
Developer
new
Chicago
Data + Analytics
new
Chicago
Developer
new
Chicago
Internships
new
Chicago
Developer
new
Chicago
Developer
new
Chicago
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.
Save jobView ThinkMarkets's full profileSee more ThinkMarkets jobs