Assistant General Counsel, Securities

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Company: Oak Street Health 

Title: Assistant General Counsel, Securities 

Oak Street Health is a rapidly growing, innovative company of community-based healthcare centers delivering higher quality health and wellness care that improves outcomes, manages medical costs and provides an unmatched experience for adults on Medicare in medically underserved communities. By providing holistic, comprehensive and integrated care right in our patients' communities, we can help keep them healthy and reinvest cost savings in further care for those same communities and others. Since 2013, Oak Street Health has brought its singular approach to tens of thousands of people across the nation. With an ambitious growth trajectory, Oak Street Health is attracting and cultivating team members who embody Oak Street values and are passionate about our mission to rebuild healthcare as it should be.

For more information, visit www.oakstreethealth.com.

 

Role Description:

Oak Street Health is seeking an Assistant General Counsel, Securities (AGC-SEC) to support our rapid growth. The candidate will join the Oak Street Health Legal and Compliance team and will interact with and support various groups across the company, with a primary focus on securities, corporate governance, and equity issues. Will report to the Chief Legal Officer (CLO). Primary responsibility for securities law compliance and offerings. In addition, provide counsel on corporate governance matters and support Board of Directors and Committees, including preparation for Board and Committee meetings, preparing, managing, and implementing corporate governance and related policies and preparing, managing, and implementing corporate policies. Support People Operations team on equity matters and related employee education. Provide legal training to members of management and business partners. This position can be remote; must be willing to travel periodically to Chicago, IL for in person meetings. 

The AGC-SEC manages outside counsel and, as the legal function grows, legal and paraprofessional staff will provide input on departmental performance metrics, capacity planning, budgeting, assignment of work, and process improvement.
 

Core Responsibilities:

  • Responsible for ensuring compliance with SEC and NYSE rules and requirements, management of filings with the Securities and Exchange Commission, including Forms 3,4,5, annual and quarterly reports on Forms 10-K and 10-Q, current reports on Form 8-K, proxy statements, Forms S-8, Section 16 filings, and other disclosure requirements. Advise on legal aspects of Sarbanes-Oxley compliance;

  • Significant internal communications, and other announcements. Participate as a member of the Oak Street Health Disclosure Committee; be a liaison with Transfer Agent;

  • Advise on executive compensation matters, including incentive plans and programs, benefits, equity plan and administration and related public company disclosure considerations;

  • Advise on credit arrangements and related compliance matters;

  • Management of the company's insider trading policy and trading window;

  • Support the CLO in connection with corporate Secretary responsibilities, including interfacing directly with the Board of Directors;

  • Advise on compliance with corporate governance policies and Board and Board Committee governing documents and charters; and

  • Work with outside counsel to ensure compliance with applicable corporate law, rules, and regulations.

What are we looking for?

  • J.D. Degree required. Must be a member in good standing of the Bar of at least one of the 50 states. Strong academic credentials.

  • 5+ years of securities law compliance and offerings experience, with at least 3 years at a nationally recognized law firm. In-house experience at a public company is a significant plus.

  • Experience interacting regularly with senior business leadership.

  • Detail and solutions oriented. 

  • Independent and comfortable operating on a semi-autonomous basis.

  • Must be willing to actively engage and dive into projects; this is not just a management role.

  • Ability to be practical and display good business judgment.

  • Comfortable working in a fast-paced high activity environment.

  • Strong ability to influence, provide point of view and to listen.

  • Excellent verbal and written communication skills.

  • Ability to effectively work with various departments and levels within firm (including senior management) and manage cross functional teams, including finance, IR, and PR.

  • Ability to maintain confidentiality and properly treat sensitive information.

  • Ability to handle ambiguity and juggle many matters at once.

  • Must be willing to travel periodically to Chicago, IL for meetings.

  • Someone who embodies being "Oaky"

 

What does being "Oaky" look like?

  • Radiating positive energy

  • Assuming good intentions

  • Creating an unmatched patient experience

  • Driving clinical excellence

  • Taking ownership and delivering results

  • Being scrappy
     

Why Oak Street?

Oak Street Health offers our coworkers the opportunity to be at the forefront of a revolution in healthcare, as well as:

  • Collaborative and energetic culture

  • Fast-paced and innovative environment

  • Competitive benefits including paid vacation and sick time, generous 401K match with immediate vesting, and health benefits

Oak Street Health is an equal opportunity employer. We embrace diversity and encourage all interested readers to apply to oakstreethealth.com/careers.

 

 

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Location

30 W. Monroe St, Chicago, IL 60603

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