Ascent
Ascent is the industry's leading compliance automation solution.

Compliance Consultant

Sorry, this job was removed at 10:50 p.m. (CST) on Monday, March 9, 2020
Find out who's hiring in Chicago.
See all Legal jobs in Chicago
Easy Apply
By clicking Apply Now you agree to share your profile information with the hiring company.

Who We Are

Ascent is a Chicago-based startup that closed its Series B funding round of $19.3M in Fall 2019. Founded only four years ago, the team has since grown to almost 50 full time employees, led and supported by an executive team and board of directors with extensive experience in technology, regulatory compliance, sales and business operations. Ascent serves global financial institutions such as ING and CommBank, and is also working directly with regulators around the world in order to continually improve and advance our product.

A first mover in building proprietary RegulationAI™, Ascent delivers market leading regulatory knowledge as a groundbreaking new way for financial firms to manage compliance. It is our mission to help our customers protect their business from regulatory and reputational risk while reducing their overall cost to comply. 

We prioritize diversity, equity, and inclusion and believe strongly that a team with different backgrounds and perspectives produces better results. Together, we are solving a $64 billion global problem in regulatory compliance. Watch this video to learn more about what we do.

Who You Are

You will thrive here if you are highly self-motivated and self-directed. In your professional work, you consider your end user to be of highest importance. You are committed to lifelong learning, and desire autonomy and full ownership of your work product. You are willing to tackle projects head on and are excited about personal growth. You are a compliance, risk, and/or legal expert who is yearning to join the technology world and work with modern technologies.

Position Brief:

We are looking for an individual to support Ascent’s Go-to-Market Team with pre-sales and post-sales activities including demonstrations, consulting clients on business problems, and client implementations across all business segments, including large global banks, SME’s and channel partnerships. This role is critical for Ascent to ensure that we effectively serve every client’s needs. 

Experience:

  • 5+ years of Compliance and/or Risk experience; you have done the job of a Compliance and/or Risk Officer
  • Have worked in the Financial Services industry
  • Understanding of how regulations are applied within a Financial Services firm
  • Have implemented regulatory change management programs
  • Working with complex business processes and systems

Responsibilities:

  • Supporting Sales with demonstrations and determining the optimal solutions for clients
  • Helping execute client implementations by advising the Customer Success team
  • Establish effective change management programse.g.Train-The Trainer
  • Advising Product on detailed enhancement requests
  • Provide users knowledge and insights to continuously improve and enhance the results achieved with Ascent
  • Provide insights into what new regulatory developments Ascent should start covering

Skills:

  • Applying law and regulation
  • Determining risk appetites
  • Detailed knowledge of how to build a regulatory change management process
  • Detailed knowledge of how to build a compliance management process, from reg change to policies and procedures
  • Phenomenal listener and capable of developing a genuine rapport with clients
  • Excellent verbal and written communication skills
  • Organized and can budget time effectively
  • Coachable

Benefits

Ascent employees enjoy many benefits and perks, including:

  • Competitive compensation
  • Medical, dental, and vision insurance; premiums paid 95% for the individual
  • Medical premiums paid 50% for covered dependents
  • Life insurance
  • 401K
  • Commuter benefits
  • Unlimited PTO
  • Professional development stipend
  • The opportunity to work with smart people on challenging problems!

 

See More
Easy Apply
By clicking Apply Now you agree to share your profile information with the hiring company.

What are Ascent Perks + Benefits

Ascent Benefits Overview

Everyone brings a unique set of skills and talents, and we want to take advantage of everything you have to offer. We also want to make sure you get as much out of this opportunity as you put in, and we’ll give you the support you need for Ascent to be a transformational period of growth in your career.

Our team enjoys a number of benefits and perks, including:

Competitive compensation
- Medical, dental, and vision insurance; premiums paid 95% for the individual
- Medical HSA/FSAs
- Life insurance
- 401K
- Disability benefits
- Commuter benefits
- Dependent Care FSA
- Flexible PTO
- Parental Care Leave
- Backup child/senior/pet care stipend
- Professional development stipend
- Charitable matching gift program
- The opportunity to work with smart people on challenging problems!

Culture
Volunteer in local community
Partners with nonprofits
Charitable Matching Gift Program - annual match of employee donations to organizations of their choice
Open door policy
OKR operational model
Team based strategic planning
Pair programming
Flexible work schedule
Ascent offers a completely flexible scheduling and work from home policy.
Remote work program
Diversity
Dedicated diversity and inclusion staff
Highly diverse management team
Mandated unconscious bias training
Diversity manifesto
Mean gender pay gap below 10%
Diversity employee resource groups
Hiring practices that promote diversity
Health Insurance + Wellness
Flexible Spending Account (FSA)
Disability insurance
Employer-paid Long Term Disability provided, covering up to 60% of annual salary. Voluntary Short Term Disability is also available.
Dental insurance
Vision insurance
Health insurance
Multiple plan options with Blue Cross Blue Shield, as well an HSA (Heath Savings Account).
Life insurance
Pet insurance
Wellness programs
Mental health benefits
Financial & Retirement
401(K)
Company equity
Charitable contribution matching
Child Care & Parental Leave
Childcare benefits
Ascent offers Dependent Care FSA
Generous parental leave
We provide up to 12 weeks of parental leave for the primary caretaker. Ascent also provides 3 weeks of leave for the secondary caretaker.
Family medical leave
Return-to-work program post parental leave
Vacation + Time Off
Unlimited vacation policy
Generous PTO
Sabbatical
Paid holidays
Paid sick days
Office Perks
Commuter benefits
Company-sponsored outings
Some meals provided
Company-sponsored happy hours
Home-office stipend for remote employees
Onsite gym
There is an on-site gym in Prudential Plaza which is free to employees.
Professional Development
Job training & conferences
Ascent offers a generous professional development stipend per year.
Lunch and learns
Ascent hosts bi-weekly lunch and learn meetings with internal and external speakers.
Promote from within
Continuing education stipend
Online course subscriptions available
Customized development tracks
Paid industry certifications

Additional Perks + Benefits

We want to create an environment where people can do their best work. That means supporting our employees in their careers, in their health, and in their lives. We're always looking for ways to concretely demonstrate these values. For example, we pay 95% of our employees' individual health premiums!

More Jobs at Ascent

Easy Apply
By clicking Apply Now you agree to share your profile information with the hiring company.
Learn more about AscentFind similar jobs like this