OCC
We clear and settle trades for the options industry.
Chicago, IL

Executive Principal, Associate General Counsel and Assistant Corporate Secretary

| Chicago
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

The Executive Principal, Associate General Counsel and Assistant Corporate Secretary will work closely with the Board, Chief Executive Officer, Chief Legal Officer and other senior officers, as applicable, to tailor the Board’s governance framework to fit OCC’s and its directors’ needs. Support the Board in carrying out its fiduciary duties. Help ensure compliance with governance requirements in Delaware corporate law and applicable regulatory standards.

  • Work closely with the Deputy General Counsel and Corporate Secretary to develop, maintain, and revise Board agendas, Board-level committee agendas, and management-level agendas consistent with corporate requirements in charters, corporate governance principles, or By-Laws.
  • Set Board, Board-level committee, and management-level committee meeting schedules and ensure compliance with applicable Delaware corporate law, charter requirements, and regulatory standards.
  • Review Board presentation materials for adequacy, consistency (across reporting and with respect to prior reports), user-friendliness, and overall quality. Ensure that presentation materials are provided to appropriate senior officers for review and to Board or Board-level committee for consideration with sufficient time to permit close review and efficient discussion of materials at the Board meeting.
  • Attend Board and Board-level committee meetings, as necessary, and draft, distribute, and maintain Board and Board-level committee meeting minutes. Oversee process by which management-level committee meetings are minuted.
  • Oversee annual governance processes to confirm annual requirements were met.
  • Manage Annual Stockholder Meeting processes and oversee preparation of Stockholder documentation.
  • Oversee the corporate registration processes for the company.
  • Assist with the oversight of internal governance processes within the company.
  • Provide general advice with respect to corporate governance matters to directors and senior officers both inside and outside of Board meetings, including with respect to director fiduciary obligations.
  • Facilitate Director on-boarding and resignation processes.
  • Maintain and update director orientation materials and ensure directors are notified of director development, training, and educational opportunities. 
  • Prepare and maintain materials for the annual Board and committee self-evaluations and prepare director skill matrices.
  • Review Board independence and other director qualifications issues per Delaware corporate governance and applicable regulatory standards and consult regarding potential conflicts-of-interest.
  • Review and revise as appropriate Board and Board-level committee charters annually.
  • Liaise with regulators, auditors, and others on corporate governance matters.
  • Perform other duties as assigned.

Qualifications/Education/Technical Skill:

  • Prior experience in securities and commodity laws and regulations.
  • Prior experience working with regulatory agencies and familiarity with regulations under Dodd-Frank and other applicable financial regulations preferred.
  • Thorough understanding of Delaware corporate law, preferred.
  • Experience in corporate governance with a regulated entity, particularly a self-regulatory organization with the US Securities and Exchange Commission, preferred.
  • Excellent analytical and problem-solving skills
  • Ability to manage medium to high complexity matters with a significant degree of independence.
  • Ability to expeditiously identify and assess issues and provide legally sound recommendations consistent with good business practices and reason.
  • Excellent interpersonal and communication skills.
  • Excellent writing skills.
  • Detail-oriented, flexible, and creative.
  • Well-organized and capable of handling several substantial assignments at the same time.
  • Self-starter with ability to work independently as well as on a team and to quickly shift priorities in response to changing business environment or priorities.
  • Ability to work collaboratively, including through effective communication, with internal clients from different departments at various levels of seniority.
  • Ability to promptly produce high-quality, accurate, and detailed work product.
  • Microsoft Office (Excel, Word)
  • 8-10 years of relevant experience at a law firm or corporate in-house position.
  • Juris Doctor or equivalent degree from a law school accredited by the American Bar Association.
  • Bachelor’s degree from accredited college or university.
  • Admitted to practice law in Illinois.

See More
Apply now
By clicking continue you agree to Built In’s Privacy Policy and Terms of Use.

Where we are

Adjacent to the Willis Tower, close to CTA, Metra and expressways with plenty of food and entertainment options nearby.

Technology we use

  • Engineering
    • .NETLanguages
    • AWS (Amazon Web Services)Languages
    • C#Languages
    • C++Languages
    • JavaLanguages
    • JavascriptLanguages
    • PerlLanguages
    • PythonLanguages
    • RLanguages
    • RubyLanguages
    • ScalaLanguages
    • SqlLanguages
    • SwiftLanguages
    • ReactLibraries
    • AngularJSFrameworks
    • Ruby on RailsFrameworks
    • SpringFrameworks
    • Microsoft SQL ServerDatabases
Previous
Next

What are OCC Perks + Benefits

OCC Benefits Overview

Educational Assistance and Student Debt Forgiveness, 12-week paid parental leave, technology stipend up to $2,000, mobile data reimbursement of $35 per month. Open offices, online health coaching.

Culture
Volunteer in local community
Each year, OCC employees select a locally-based charitable organization for each of our three offices (Chicago, Dallas and Washington, D.C.). We offer multiple opportunities to get involved.
Partners with Nonprofits
OCC Partners with local organizations in Dallas, Chicago and DC to raise funds and support their missions. Employees select the charity and are eligible for up to 8 hours of paid time to volunteer.
Friends outside of work
Daily sync
Open door policy
Team owned deliverables
Team based strategic planning
Open office floor plan
Diversity
Dedicated Diversity/Inclusion Staff
Unconscious bias training
Someone's primary function is managing the company’s diversity and inclusion initiatives
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Wellness Programs
Mental Health Benefits
Retirement & Stock Options Benefits
401(K)
401(K) Matching
OCC provides employees with a 401(k) matching plan managed by Fidelity. We match 50% of contributions up to 6% of an employee's annual gross pay.
Performance Bonus
Match charitable contributions
Child Care & Parental Leave Benefits
Flexible Work Schedule
OCC provides employees with a flexible work schedule that includes Flexible start and end times.
Vacation & Time Off Benefits
Generous PTO
OCC employees receive between 22 and 32 days per year of paid time off based on years of service.
Paid Volunteer Time
Sabbatical
Eligible employees get 30 days of paid sabbatical after their first 10 years of working at the company.
Paid Holidays
Paid Sick Days
Perks & Discounts
Casual Dress
Commuter Benefits
OCC Offers pre-tax commuter benefits for employees in Chicago and Washington, D.C.
Happy Hours
Relocation Assistance
OCC offers relocation assistance which varies based on the position level and location.
Professional Development Benefits
Job Training & Conferences
OCC offers employees professional development opportunities including onsite training courses and the ability to attend job related certification courses, conferences and seminars.
Tuition Reimbursement
Our tuition reimbursement plan offers an annual max of $1000.
Lunch and learns
OCC hosts leadership lunches on a regular basis so you can learn about your colleagues and their unique backgrounds.
Cross functional training encouraged
Promote from within
Online course subscriptions available
Customized development tracks
Paid industry certifications
Employees are strongly encouraged to stay current in relevant technologies and supports certification programs.

Additional Perks + Benefits

We were just recognized as a best place to work for working parents! Take a look at our blog post here: https://www.theocc.com/Newsroom/Views/2021/04-26-OCC-Designated-as-Best…

An Insider's view of OCC

What are some social events your company does?

Monthly happy hours and cultural celebrations to honor our diverse workforce.

Andre

Executive Director, Talent Acquisition

Jobs at OCC
55

All Jobs
All Jobs
Finance
Data + Analytics
Design + UX
Dev + Engineer
HR + Recruiting
Internships
Legal
Operations
Product
Project Mgmt
Sales
Content
Tap to close

Senior Associate, Risk and Control

OCC
Chicago
1 day ago
+38
Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Review processes and work with owners to identify associated risks and controls Review controls for adequacy, completeness and design to ensure risks are appropriately mitigated and managed Review policies, procedures and job aids for alignment to processes and controls

Associate Principal, UI Design

OCC
Chicago
1 day ago
+38
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Senior Associate, Data Platform Technology Developer - Java

OCC
Chicago
1 day ago
+38
Summary You will be responsible for designing and delivering scalable and resilient hybrid and Cloud-based data solutions supporting critical financial market clearing and risk activities; helping to drive the strategy of transforming the enterprise into a data-driven organization; lead through creative thinking in building data solutions. Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to

Senior Associate, Software Engineering - Java

OCC
Chicago
2 days ago
+38
Who We Are About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange

Principal, Software Engineering - Java

OCC
Chicago
2 days ago
+38
Who We Are (must be included with each job posting) About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of

Associate Principal, DevOps Engineering

OCC
Chicago
2 days ago
+38
ORT tech lead will own all activities related to successful deployment and operation of the Operational readiness environment (ORT) from technology perspective. Successful candidate will collaborate with various product, infrastructure, operations, security, and production control teams to elicit and fulfil technical requirements of these teams. This role is an individual contributor role that may evolve into people manager role in the future.

Manager, Cyber Risk

OCC
Chicago
3 days ago
+38
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Senior Associate, Business Engineering & Strategy (Control)

OCC
Chicago
3 days ago
+38
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Sr Associate, Application Developer (Java 8+)

OCC
Chicago
4 days ago
+38
Summary The Sr Associate, Application Developer supports with business analysts, team leads and development team. A contributor in developing scalable and resilient hybrid and Cloud-based data solutions supporting critical financial market clearing and risk activities; collaborate with other developers, architects and product owners to support enterprise transformation into a data-driven organization. The Specialist, Application Developer will

Senior Associate, Corporate Actions

OCC
Chicago
4 days ago
+38
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Agile Practices

OCC
Chicago
4 days ago
+38
About Us: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Security Systems

OCC
Chicago
4 days ago
+38
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Security Engineering

OCC
Chicago
4 days ago
+38
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Director, Identity and Access Management Systems

OCC
Chicago
4 days ago
+38
Direct Identity and Access Management team, responsible for access control and all associated programs (Okta, SailPoint, Duo/Multifactor authentication, etc.) Create strategy, vision and execution plan for identity across the enterprise.

Associate Principal, IT Governance

OCC
Chicago
5 days ago
+38
Summary: This role will be responsible for the development, implementation and oversight of programs within IT. Ensures the overall effectiveness and adherence to the governance framework and ongoing evaluation of IT’s internal control environment. A member of a high performing team responsible for risk and control self-assessments, identifying control failures, facilitating risk, compliance remediation, and monitoring the first line of defense

Specialist, Enterprise Technology Solutions Developer

OCC
Chicago
1 week ago
+38
Name of Employer: The Options Clearing Corporation Job Title: Specialist, Enterprise Technology Solutions Developer Location: 125 S. Franklin Street, Suite 1200, Chicago, IL 60606 Duties: Design solutions within the ServiceNow platform. Work with the development team to manage the backlog, prioritize stories and develop enhancements and defects. Deliver effective and timely solutions to OCC users through the application of business rules, client

Associate Principal, IT Planning & Analytics

OCC
Chicago
1 week ago
+38
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal - Site Reliability Engineer

OCC
Chicago
1 week ago
+38
Support the availability and performance of the next generation of OCC’s Cloud Platform. Enhance system reliability and developer productivity through automation. Provide guidance to development teams in the areas of cloud technologies, application profiling and monitoring, logging, metrics collection and analysis.

Associate Principal, Cyber Risk

OCC
Chicago
1 week ago
+38
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Data Platform Technology Architect

OCC
Chicago
1 week ago
+38
Design, develop and implement large scale hybrid and cloud-based data systems that will serve as the backbone for the enterprise data management and analytics capabilities. Develop data strategies and goals for data acquisition, data retention, and implementation of data lake on an enterprise level. Define system architecture, technology stack, and tactical implementation.

Senior Associate, Site Reliability Engineering

OCC
Chicago
1 week ago
Support the availability and performance of the next generation of OCC’s Cloud Platform. Enhance system reliability and developer productivity through automation. Provide guidance to development teams in the areas of cloud technologies, application profiling and monitoring, logging, metrics collection and analysis.

Associate, Facilities

OCC
Chicago
1 week ago
Summary A successful candidate will provide facility support with a strong focus on customer service. The candidate will have exposure to the regulatory compliance environment participating in compliance testing procedures and process documentation. Primary Duties and Responsibilities: To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Participate in testing compliance testing procedures.

Director, Security Operations and Engineering

OCC
Chicago
1 week ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Internal Audit Business & Risk

OCC
Chicago
1 week ago
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Senior Associate, Identity and Access Management Systems

OCC
Chicago
1 week ago
The Identity and Access Management team is responsible for access control and all associated programs. Applications supporting these programs include Okta, SailPoint and Duo.

Principal, Security Implementation Lead

OCC
Chicago
1 week ago
 As a Principal, Security Implementation Lead you will be part of a team responsible for analyzing, triaging, solutioning vulnerabilities identified via Black Duck and Veracode scanning on open source libraries. This team is responsible for identifying solutions, testing out hands-on solutions across a variety of software, and working closely with the development community to implement solutions. The team is also responsible for assessing the total risk of the vulnerabilities with respect to The OCC environment.

Associate Principal, DevOps Engineering

OCC
Chicago
1 week ago
Summary  As an Associate Principal, DevOps Engineer you will be part of a team responsible for developing and continuously improving the Good Software Delivery (GSD) Practices CI/CD and Validation pipeline that will be used by our Development and QA teams. GSD provides one path to production via automated build and deploy pipelines integrated with security and key controls across a large, complex cloud-based computing environment. Primary

Senior Associate, Cyber Defense (Control)

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Associate Principal, Data Platform Development - Java

OCC
Chicago
1 week ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Regulatory Compliance, IT

OCC
Chicago
1 week ago
• Contribute to the development, maintenance and continuous improvement of the Regulatory Framework including policies, procedures and controls • Act as an advisor in compliance matters • Assist the organization in evaluating new products, key business initiatives, significant technology, and systems to ensure compliance with policy, laws, and regulations

Senior Auditor, Information Technology & Security

OCC
Chicago
1 week ago
The Options Clearing Corporation (OCC), the world’s largest equity derivatives clearinghouse, is seeking an engaged Senior Auditor ("Associate Principal") within the Information Technology and Security Internal Audit Department who will lead audits related to complex technology environment, business processes and support the strategic goals of the audit function. The Associate Principal Auditor is responsible for understanding the complexity of the IT and Security operations and aligning audits to relevant regulatory, IT, information security, operational, and strategic risks and presenting recommendations for improvements to senior leadership.

Associate, Credit Risk Management

OCC
Chicago
1 week ago
Summary As a member of OCC’s Credit Risk Management team you will help safeguard OCC from counterparties who exhibit elevated credit or operational risk or lack appropriate risk management programs. Credit Risk Associates are responsible for identifying, measuring, monitoring, managing, and reporting various risks and exposures introduced to OCC by clearing members, banks, and other critical counterparties. Credit Risk Associates will learn the

Principal, Internal Audit Business & Risk

OCC
Chicago
1 week ago
Who We Are: The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Associate Principal, Release Engineering

OCC
Chicago
1 week ago
To perform this job successfully, an individual must be able to perform each primary duty satisfactorily. Reports to the Executive Director of Cloud Engineering and Cloud Architecture Effectively communicate project and work task issues to management promptly Lead team planning and workload review meetings, including daily standups and sprint planning; Manage project and daily work task planning and prioritization in JIRA and using agile methodologies and meeting project deadlines

Associate Principal, Technical Product Owner - Marketing Technology

OCC
Chicago
1 week ago
The IT Delivery Lead is a critical function responsible for product delivery in the software lifecycle process. This role is responsible for ensuring that requested enhancements and updates to technology systems meet business, compliance and security requirements. The Delivery Lead is responsible to ensure the completion of security analysis, compliance review and documentation, technical design, development configuration and testing of system changes, either individually or in collaboration with business and technical partners. 

Associate Principal, Member Services (Production)

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Data Platform Technologies

OCC
Chicago
2 weeks ago
The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Associate Principal, Model Validation

OCC
Chicago
2 weeks ago
OCC, founded in 1973, is the world's largest equity derivatives clearing organization. OCC is dedicated to promoting stability and financial integrity in the marketplaces that it serves by focusing on sound risk management principles. We serve 16 options exchanges, 2 futures exchanges and 1 stock loan alternative trading system. OCC has over 100 clearing members, including several of the largest U.S. broker-dealers.

Associate Principal, Senior Project Manager

OCC
Chicago
2 weeks ago
About Us OCC, founded in 1973, is the world's largest equity derivatives clearing organization. OCC is dedicated to promoting stability and financial integrity in the marketplaces that it serves by focusing on sound risk management principles. We serve 16 options exchanges, 2 futures exchanges and 1 stock loan alternative trading system. OCC has over 100 clearing members, including several of the largest U.S. broker-dealers. What We Offer A

Principal, Assistant General Counsel

OCC
Chicago
2 weeks ago
The Principal, Assistant General Counsel, will provide legal counsel to internal business clients on both routine and complex matters regarding regulatory examinations, investigations, and litigation, with a special emphasis on information technology, information security, and information governance. Assist with Legal department role in overseeing regulatory examination process, including but not limited to review of responses to document

Executive Principal, Associate General Counsel and Assistant Corporate Secretary

OCC
Chicago
2 weeks ago
The Executive Principal, Associate General Counsel and Assistant Corporate Secretary will work closely with the Board, Chief Executive Officer, Chief Legal Officer and other senior officers, as applicable, to tailor the Board’s governance framework to fit OCC’s and its directors’ needs. Support the Board in carrying out its fiduciary duties. Help ensure compliance with governance requirements in Delaware corporate law and applicable regulatory

End User Experience Intern

OCC
Chicago
2 weeks ago
OCC is looking for interns who are hungry for the chance to learn more, humble enough to admit they don’t know all the answers, and smart enough to recognize the opportunity. The OCC Internship Program provides students with the real-world skills to successfully transition into a career in the financial services industry. As an intern, you will help lead projects that help shape the future of OCC. This person will apply their skill-set and knowledge toward tackling designated projects. This an exciting opportunity to have a true impact on the company by designing and implementing solutions for real challenges facing the business. Here’s what we’re looking for:

Sr. Associate, Quality Assurance Analyst

OCC
Chicago
2 weeks ago
The Quality Assurance Analyst primary role will be to support external or internal testing requests as it relates to test execution, including application level setup within OCC’s ENCORE system, creation of testing inputs, initiating and monitoring the applicable processes, and confirming the resulting outbound data files and reports are produced. Processing can extend to multiple areas of ENCORE including Clearing as well as downstream Risk/Margin systems. The analyst will support these efforts in test planning and preparation, execution, as well as troubleshooting with external parties. The analyst may also support connectivity requests as required to facilitate testing or support Production. 

Associate Principal, Clearing, Pricing & Risk Developer

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Sr. Associate, Platform Security

OCC
Chicago
2 weeks ago
Summary Support the architecture, design and governance of a secure infrastructure ecosystem, focused on automation and proactive IaaS security best practices in collaboration with the Security Services and CEP team. Provide hands on support architecting cloud security technologies, native AWS monitoring and auditing services, and improved cloud security governance and control. Primary Duties and Responsibilities: To perform this job

Manager, Compliance Assurance & Monitoring

OCC
Chicago
2 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Associate Principal, Enterprise Technology Solutions (Analytics)

OCC
Chicago
2 weeks ago
Who We Are The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC)

Director, Clearing, Pricing & Risk Application Systems

OCC
Chicago
3 weeks ago
What you will do: Manage multiple product teams responsible for all phases of system development including analysis, design, coding, testing, implementation and ongoing support. Ensure development and implementation of cost-effective systems and efficient operations to meet current and future decision-making requirements. Provide direction in areas of policy and planning.

Senior Associate, HRIS & HR Analytics

OCC
Chicago
3 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Solutions Architect/Lead Developer (Micro-Frontend/Single Client Exterior)

OCC
Chicago
3 weeks ago
Summary: In this role you will define and drive the front-end vision across all product engineering teams at OCC. You will lay the foundation of what the best in-class front-end architecture looks like in collaboration with our front-end engineers, designers and product managers while keeping our front-end tech stack up to date with the front-end community. This role in the central UX/UI team will serve as a partner to all Product Dev teams and

Senior Assosicate, Business Engineering & Strategy (Control)

OCC
Chicago
3 weeks ago
Who We Are:  The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC

Associate Principal, IT & Security Risk

OCC
Chicago
3 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Executive Principal, Associate General Counsel

OCC
Chicago
3 weeks ago
The Executive Principal, Associate General Counsel will advise internal clients on regulatory reporting and responses to regulator requests, including in the examination process, and serve as the central point of contact with staff from regulatory agencies on exam and other regulatory reporting matters, as appropriate. Assist with management of relationship with regulators from the SEC, the CFTC, and the Board of Governors of the Federal Reserve

Senior Associate, Compliance Monitoring

OCC
Chicago
3 weeks ago
About Us The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC),

Principal, Cloud Architect

OCC
Chicago
3 weeks ago
The Cloud Architect Principal is responsible for leading the creation of a cloud platform technology framework and providing technical architecture and design leadership in support of corporate initiatives in cloud computing and automation. Additionally, the Cloud Architect Principal will be responsible for ensuring that critical cloud applications are designed and optimized for reliability, high availability and disaster recovery.