Jobs at FINRA

The Associate Director, State Government Affairs monitors and analyzes state legislation affecting FINRA, communicates with state regulators, and prepares reports and recommendations for senior leaders.

As a Cyber Awareness and Training Lead, you will design cybersecurity tabletop exercises, provide incident management guidance, drive examinations, educate members, and consult on high-stakes issues to enhance industry cyber resilience.

As a Senior Cyber Threat Intel Analyst, monitor cyber threats, analyze intelligence data, lead examinations, and provide actionable insights to enhance financial industry defenses.

The Senior Analyst conducts surveillance reviews to identify market activity violations, analyzes trading activity, and develops analytics tools to combat fraud.

The Associate Principal Analyst conducts surveillance reviews, analyzes trading activity for violations, updates internal guidelines, develops analytics, and prepares reports. They also provide training and work on special projects.

Oversee development and maintenance of qualification exams for securities professionals, manage expert committees, apply psychometric analysis, and ensure exam quality and relevance.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.