Regulatory Compliance Specialist - Entry Level
What We'll Bring
As a credit reporting company, TransUnion is under the supervisory authority of certain federal and state agencies that make sure consumers are treated fairly. This exciting position provides a great opportunity to be part of a global team and interact with various levels of the organization. In this Specialist position, you will support the Compliance Program by actively participating in the development, continuous improvement and implementation of the Regulatory Exam Management Program. With general supervision, you will perform a variety of activities that assist TransUnion in managing the ongoing relationship with regulatory agency supervisors.
What You'll Bring
1+ years of regulatory supervision/exam management, risk management, compliance, operational risk assessment, control analysis and/or audit experience preferred
BA/BS or similar degree, required
Certification as a compliance and/or audit professional, or the willingness to obtain certification
Ability to work in and navigate a dynamic and sometimes ambiguous environment
Attention to details and deadlines; flexible to rapid change
Ability to perform multiple tasks and determine when to escalate issues
Strong analytical, logical, problem solving, consultative, communication, and decision-making and judgment skills
Commitment to personal development, including an ability to learn quickly and adapt to business needs/priorities
Energy, enthusiasm and a desire to learn
Professionalism and confidentiality
Impact You'll Make
The Compliance team is responsible for the creation, implementation and execution of global compliance programs and policies. We provide TransUnion with compliance direction, support, oversight, training resources, as well as monitor and assess risk and internal controls. Our team members maintain strong partnerships with TransUnion businesses that extend the reach and impact of the compliance program.
Assist with the coordination and execution of the Regulatory Exam Management Program
Tracking all regulator information requests and responses
Preparing and reviewing responses to regulators
Assist in the coordination, tracking and management of state-level registration and licensing requirements.
Assist in the effort to gather all necessary information and ensure timely and accurate filing to obtain and/or maintain registration/license
Track and manage periodic required reporting to regulators
Communication
Develop and maintain calendar of supervisory and licensing obligations
Create and maintain templates for providing requested information to supervisory agencies
Create reports of supervisory examination requests, responses, findings and status of outstanding issues
Prepare high-quality documentation that is appropriate for its intended audience
Efficiently and effectively communicate and explain program goals and objectives
Prepare summary and detailed reports and metrics for management
Teamwork
Establish and develop effective relationships with internal team members to ensure supervisory examination timelines and expectations are met
Ensure that knowledge gained from efforts is documented