OCC
We clear and settle trades for the options industry.
Hybrid

Senior Analyst, Third Party Risk Management.

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The Third Party Risk Management (“TPRM”) department identifies, measures, monitors and reports risks presented to the organization by third parties through several phases Onboarding/Off-boarding, Risk Assessments, Monitoring and Issue Management, and Reporting.

 

The Senior Analyst will provide support Third Party Risk Management by helping perform risk identification, Third Party Risk Assessments, supporting risk mitigation, assisting with reports, and working on projects as needed. In addition, the Senior Analyst may be responsible for special projects as assigned. The Senior Analyst will be partnering with key stakeholders to assist with TPRM efforts to monitor and manage Third Party Relationships in compliance with TPRM procedures.

  • Establish and maintain partnerships with internal and external stakeholders to ensure effective collaboration to identify, measure and manage Third Party risks and controls
  • Complete Third Party Risk Assessments and present findings to leadership
  • Assist with ongoing monitoring and offboarding of Third Parties
  • Assist with standardized reports, templates and scorecards used to inform management on Third Party risks
  • Present Third Party findings to various levels of leadership
  • Develop and maintain working knowledge of emerging financial, operational, third party and regulatory/compliance related information to contribute to the continuous improvement of the Third Party risk management program
  • Enhances and contributes to Third Party Risk strategies, tools, and methodologies to measure, monitor, and report risks
  • Assist with special projects as needed

 

Qualifications/Technical Skills/Education:

  • Ability to anticipate, draw conclusions, and adapt to changing needs and demands.
  • Prior Third Party Risk Management, Audit or Enterprise Risk Management experience
  • Strong verbal, written and interpersonal communication skills, including the ability to communicate effectively with all levels of staff and management
  • Ability to work independently on projects with little oversight or as part of a team
  • Strong analytical skills, problem solving, strategic thinking and reasoning abilities
  • Detail oriented with the ability to multitask and quickly adapt to changing assignments
  • Proficient in Microsoft Word, Excel and PowerPoint
  • Bachelor’s Degree (or equivalent)
  • 3-5 years of experience in Risk Management, Third Party Risk, Auditing or the equivalent
  • Comprehensive knowledge of Third Party Risk Management processes and methodologies

 

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Step 2
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Step 3
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What are OCC Perks + Benefits

OCC Benefits Overview

Educational Assistance and Student Debt Forgiveness, 12-week paid parental leave, BYOD program with technology stipend up to $2,000 every three years, $35 per month pay to offset costs of mobile data plans. Open offices, online health coaching.

Culture
Volunteer in local community
Each year, OCC employees select a locally-based charitable organization for each of our three offices (Chicago, Dallas and Washington, D.C.). We offer multiple opportunities to get involved.
Partners with nonprofits
OCC Partners with local organizations in Dallas, Chicago and DC to raise funds and support their missions. Employees select the charity and are eligible for up to 8 hours of paid time to volunteer.
Open door policy
OKR operational model
Team based strategic planning
Open office floor plan
Flexible work schedule
OCC provides employees with a flexible work schedule that includes Flexible start and end times.
Remote work program
2 days per week work from home program
Diversity
Dedicated diversity and inclusion staff
Mandated unconscious bias training
Diversity employee resource groups
Health Insurance + Wellness
Flexible Spending Account (FSA)
Disability insurance
Dental insurance
Vision insurance
Health insurance
HSA or FSA accounts available for those enrolled in medical plans.
Life insurance
Wellness programs
Includes back-up child or elder care along with other wellness programs.
Mental health benefits
Financial & Retirement
401(K)
401(K) matching
OCC provides employees with a 401(k) matching plan managed by Fidelity. We match 50% of contributions up to 12% of an employee's annual gross pay.
Performance bonus
Charitable contribution matching
Child Care & Parental Leave
Generous parental leave
12-week paid parental leave
Vacation + Time Off
Generous PTO
OCC employees receive between 22 and 32 days per year of paid time off based on years of service.
Paid volunteer time
Sabbatical
Eligible employees get 30 days of paid sabbatical after their first 10 years of working at the company.
Paid holidays
Paid sick days
Office Perks
Commuter benefits
OCC Offers pre-tax commuter benefits for employees in Chicago and Washington, D.C.
Company-sponsored happy hours
Relocation assistance
OCC offers relocation assistance which varies based on the position level and location.
Home-office stipend for remote employees
Professional Development
Job training & conferences
OCC offers employees professional development opportunities including onsite training courses and the ability to attend job related certification courses, conferences and seminars.
Tuition reimbursement
Our tuition reimbursement plan offers an annual max of $10000.
Lunch and learns
OCC hosts leadership lunches on a regular basis so you can learn about your colleagues and their unique backgrounds.
Promote from within
Online course subscriptions available
Customized development tracks
Paid industry certifications
Employees are strongly encouraged to stay current in relevant technologies and supports certification programs.

Additional Perks + Benefits

We were recently recognized as one of LinkedIn's Top Company in Financial Services! Take a look at our blog post here: https://www.theocc.com/newsroom/press-releases/2022/06-23-linkedin-list…

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