Calamos Investments Logo

Calamos Investments

VP Associate Counsel

Posted One Month Ago
Be an Early Applicant
In-Office
Naperville, IL, USA
180K-220K Annually
Expert/Leader
In-Office
Naperville, IL, USA
180K-220K Annually
Expert/Leader
Provides legal counsel for registered funds, asset management, investment advisers, and broker-dealer activities. Responsibilities include preparing SEC registration statements and filings, negotiating fund service provider agreements, supporting investment product launches, advising on regulatory compliance and derivatives agreements, coordinating with trustees and compliance teams, conducting legal research, supporting examinations, and supervising staff. The role requires deep Investment Company Act and Investment Advisers Act expertise, strong drafting skills, and the ability to manage complex projects.
The summary above was generated by AI
Summary of the RoleThe VP Associate Counsel is responsible for all aspects of our registered fund business.  Operating in a fast-paced, innovative and commercially minded Legal Department, this position provides legal support on a wide range of registered fund matters, including drafting, filing and maintaining fund registration statements, coordinating and preparing fund board meeting materials and reports, and drafting and negotiating fund service provider agreements.  The Associate Counsel also assists the department with various projects as needed (e.g., corporate, investment adviser, private fund, global fund, real estate, etc.).  The successful candidate will be a self-starter who can prioritize and work on multiple projects concurrently.Primary Responsibilities
  • Provides timely and high-quality legal services and advice to senior management on a variety of investment related legal issues.
  • Partners with business leaders and external constituents to facilitate new investment management product development and addresses legal and regulatory issues.
  • Assists with the launch of new investment companies or similar securities by providing legal advice and guidance.
  • Drafts and files SEC regulatory filings, including registration statements on Forms N-1A and N-2, and provides legal input on Form N-CSR, Form N-PORT, etc.
  • Monitors and ensures legal and regulatory compliance in connection with all investment company, investment adviser and broker-dealer related activity.
  • Assists in the review of ISDA agreements and other derivatives-related agreements.
  • Drafts, negotiates and reviews various agreements related to the firm’s Investment Company Act-registered pooled investment vehicles, including distribution-related agreements and fund service provider agreements.
  • Facilitates excellent communication and cooperation with fund Trustees and their counsel.
  • Maintains a proactive approach in helping to identify and minimize risks to the organization.
  • Supervises assigned staff (hire, assign, train, counsel, evaluate, motivate and develop assigned staff).
  • Stays current on legal rules and legislation, specifically the Investment Company Act of 1940, the Investment Advisers Act of 1940 and other investment company and broker-dealer regulations.
  • Coordinate with the Compliance Department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations.
  • Serve as a member of key organizational and operational committees as required.
  • Conducts legal research on a variety of topics.
  • Performs related duties as assigned.
Preferred Qualifications
  • D. from an ABA accredited law school and admitted to practice law in at least one state with top academic credentials required.
  • 10+ years of legal experience practicing law, with significant emphasis on registered investment companies, asset management, and 1940 Act expertise.
  • Experience with listed and unlisted closed end funds, interval and tender offer funds, and exchange traded funds.
  • Experience structuring products in alternative asset classes is preferred.
  • Ability to interact independently with all levels of management.
  • Must be well organized with the ability to manage multiple projects and deadlines.
  • Must have excellent research and drafting skills.
  • Must have exceptional attention to detail and tremendous organizational skills.
  • Must have superb oral and written communication skills.
  • Computer skills in Microsoft Word, Excel, PowerPoint, and Outlook are table stakes for this role.
  • Demonstrated use of AI in day-to-day legal work.
  • Familiarity with Diligent board book software is a plus.

Compensation Disclosure

The compensation for this role takes into account various factors, including work location, individual skill set, relevant experience, and other business needs. The estimated base salary range for this position is $180,000 - $220,000. Additionally, this position may be eligible for an annual discretionary bonus.


Please note that this is the current estimate of the base salary range intended for this role at the time of posting. The base salary range may be adjusted in the future.

Benefits

Calamos offers a comprehensive benefits package, including health and welfare benefits (medical, dental, vision, flexible spending accounts, and employer-paid short and long-term disability), as well as retirement benefits (401(k) and profit sharing), paid time off, paid parental leave, and other wellness benefits.

Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.
HQ

Calamos Investments Naperville, Illinois, USA Office

2020 Calamos Court, Naperville, Illinois, United States, 60563

Calamos Investments Chicago, Illinois, USA Office

215 N Peoria St, Chicago, Illinois, United States, 60607

Similar Jobs

One Month Ago
Hybrid
Chicago, IL, USA
210K-230K Annually
Senior level
210K-230K Annually
Senior level
Fintech • Payments • Financial Services
Provides senior legal counsel on technology, product development, data privacy, governance, licensing, cybersecurity, and responsible AI. Advises Product and Engineering teams throughout the product lifecycle, leads privacy compliance, negotiates SaaS and technology agreements, manages privacy vendors, and partners with Procurement on contract lifecycle processes. Balances legal, business, policy, and reputational risks while advising senior stakeholders and counterparties.
Top Skills: Artificial IntelligenceCybersecurityData GovernanceData PrivacySaaS
One Month Ago
In-Office
Chicago, IL, USA
200K-311K Annually
Expert/Leader
200K-311K Annually
Expert/Leader
Insurance
Provides legal counsel to financial solutions leadership, supporting deal structuring, transaction execution, risk mitigation, contract negotiation, legal research, and document preparation. Manages outside counsel, advises senior stakeholders, protects company interests, and supports corporate governance, restructuring, M&A, and cross-functional projects. Requires independent judgment, strong communication, project leadership, and insurance or reinsurance financial solutions experience.
An Hour Ago
Remote or Hybrid
United States
140K-210K Annually
Senior level
140K-210K Annually
Senior level
Fintech • Information Technology • Insurance • Financial Services • Big Data Analytics
Leads enterprise data and analytics strategy, architecture, modernization, and delivery across cloud and on-premises environments. Oversees data platforms, engineering, integration, governance, quality, lineage, security, and compliance. Partners with executives to define roadmaps and investments, manages cross-functional teams and vendors, enables AI/ML capabilities, and mentors data professionals while driving scalable, trusted data solutions and measurable business outcomes.
Top Skills: AgileSparkAzure Data PlatformCloud ComputingData GovernanceData LakesData LineageData WarehousingDatabricksMaster Data ManagementMetadata ManagementAzurePythonSQL

What you need to know about the Chicago Tech Scene

With vibrant neighborhoods, great food and more affordable housing than either coast, Chicago might be the most liveable major tech hub. It is the birthplace of modern commodities and futures trading, a national hub for logistics and commerce, and home to the American Medical Association and the American Bar Association. This diverse blend of industry influences has helped Chicago emerge as a major player in verticals like fintech, biotechnology, legal tech, e-commerce and logistics technology. It’s also a major hiring center for tech companies on both coasts.

Key Facts About Chicago Tech

  • Number of Tech Workers: 245,800; 5.2% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: McDonald’s, John Deere, Boeing, Morningstar
  • Key Industries: Artificial intelligence, biotechnology, fintech, software, logistics technology
  • Funding Landscape: $2.5 billion in venture capital funding in 2024 (Pitchbook)
  • Notable Investors: Pritzker Group Venture Capital, Arch Venture Partners, MATH Venture Partners, Jump Capital, Hyde Park Venture Partners
  • Research Centers and Universities: Northwestern University, University of Chicago, University of Illinois Urbana-Champaign, Illinois Institute of Technology, Argonne National Laboratory, Fermi National Accelerator Laboratory

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account