Halo Investing
We're Hiring!
Articles about Halo Investing
Featured Articles
All Articles
Recently posted jobs
The Frontend Engineer designs, architects and engineers the UI of our FinTech platform. The Frontend Engineer has experience working on the full lifecycle of a SaaS development project and works well in a collaborative team environment.
Seeking a Senior Compliance Officer with 5-7 years of relevant experience in financial services or trading industry to ensure compliance with FINRA and SEC rules. Responsibilities include surveillance, regulatory updates, risk assessment, trade surveillance, compliance review, training, audits, and advisory support. Must have expertise in annuity compliance, relevant licenses, and a bachelor's degree.
Senior Compliance Officer role at Halo Investing in Chicago. Responsible for ensuring compliance with FINRA and SEC rules, monitoring regulatory updates, assessing trade surveillance program, and providing guidance on compliance matters. Requires 5-7 years of compliance experience in financial services, Series 7 and Series 24 licenses, and a Bachelor's degree.