Jobs at Tidal Financial Group

The AVP of Trading manages ETF portfolios, executes trades across various asset classes, and enhances trading processes while ensuring compliance and performance. This role requires strong analytical, communication skills, and a background in trading equities, options, and fixed income.

Manage and execute leveraged ETF portfolios, trading equities, options and fixed income; handle trade allocation, settlement and reconciliation; work with prime brokers/market makers; use Bloomberg and Excel; improve trading processes and partner with operations to ensure fund objectives and regulatory adherence.

Manage and execute day-to-day ETF portfolio operations including trade execution, reconciliations, compliance reporting, client liaison, and portfolio oversight. Support rebalances, ETF baskets, prepare quarterly reports, and identify process improvements while adhering to firm policies and risk frameworks.

Provide frontline IT support via ticketing (NinjaOne): resolve account, software, hardware, network, and conferencing issues; configure and image laptops; manage endpoint enrollment (Intune/Rippling); support Entra ID/Azure AD and MFA; document tickets and knowledge base (Notion); escalate complex issues; assist onboarding/offboarding while following security and compliance practices.

Manage and implement ETF portfolios, perform daily portfolio reconciliation and trade execution support, prepare compliance and oversight reports, monitor portfolios for operational and compliance issues, and liaise with clients and trading teams.

Manage and execute trades for leveraged ETFs across equities, options, and swaps; handle trade allocation, settlement, and reconciliation; use Bloomberg and institutional platforms; collaborate with prime brokers, market makers, portfolio managers, and operations to optimize execution and fund performance; analyze markets and improve trading processes while ensuring accuracy and regulatory adherence.

Manage and execute ETF portfolio trades across equities and options, handle trade allocation, settlement and reconciliation, work with prime brokers and market makers, use Bloomberg and OMS for execution, partner with investment and operations teams to improve trading processes, and ensure performance adheres to fund objectives.

Leads Tidal Financial Group’s complete B2B marketing function, including brand, content, digital, events, communications, design, research, SEO, and client ETF marketing. Sets strategy, builds scalable processes, develops the team, strengthens Tidal’s market position, supports issuer launches, drives demand generation, and establishes performance metrics tied to growth and marketing ROI. Partners with business development, product, strategy, clients, and executive leadership in a regulated financial-services environment.

The 1940 Act Attorney provides legal counsel on SEC regulations for ETFs, drafts legal documents, and collaborates with stakeholders to ensure compliance.

Lead and scale ETF fund operations, overseeing fund accounting, NAV and valuation oversight, regulatory filings, financial and board reporting, liquidity monitoring, service provider management, control frameworks, process improvements, and senior team development to support growth while reducing operational risk.

Manage regulatory reporting and fund administration for more than 300 ETFs. Collect, validate, reconcile, and analyze data from advisers, accountants, custodians, and vendors for SEC filings including N-PORT and N-CEN. Support fund launches, audits, regulatory exams, vendor coordination, process improvements, and internal controls while guiding junior administrators and collaborating across Compliance, Legal, Capital Markets, and Client Services.

Supports ETF fund administration by preparing regulatory filings and reports, reconciling fund data, analyzing information in Excel and Power BI, monitoring operational workflows, and coordinating with advisors, custodians, auditors, accountants, clients, and service providers. The role also addresses operational inquiries, manages shifting deadlines, supports SEC compliance, and contributes to process and technology improvements.

Leads investment and trading compliance for ETFs by translating prospectus and SAI investment restrictions into Bloomberg AIM rules, monitoring pre- and post-trade exceptions, identifying violations, and collaborating with trading, investment management, and compliance teams. The role also supports compliance with the Investment Company Act, Internal Revenue Code, SEC regulations, and enhancements to trade monitoring systems and processes.

Lead content strategy and execution across LinkedIn, video, email, and web. Translate complex financial and regulatory topics into engaging thought leadership and client-facing content. Manage editorial calendar, partner with compliance/legal, track performance metrics, and iterate based on business impact.

This role involves the ownership and optimization of Bloomberg and trading platforms, partnering with traders to improve workflows and system configurations.