Oversee internal audits, regulatory compliance, internal controls, risk management, governance, and fraud investigations. Plan and execute audits, identify control weaknesses, recommend corrective actions, prepare reports, monitor remediation, support external audits and regulatory inspections, and collaborate with stakeholders to improve operational efficiency and compliance.
This is a remote position.
We are seeking an experienced and detail-oriented Senior Compliance and Audit Manager to oversee internal audit activities, ensure regulatory compliance, strengthen internal controls, and support risk management initiatives across the organization. The ideal candidate will possess strong analytical skills, sound knowledge of audit processes, and the ability to identify operational gaps while driving compliance with company policies and statutory requirements. Responsibilities - Plan and execute internal audit assignments across business units and operational processes. - Review financial, operational, and compliance procedures to ensure adherence to internal policies and regulatory standards. - Identify control weaknesses, process gaps, and compliance risks. - Recommend corrective actions for identified audit and compliance issues. - Prepare detailed audit reports containing findings, risk assessments, and actionable recommendations. - Monitor the implementation of audit recommendations. - Follow up with relevant stakeholders on agreed corrective actions. - Conduct compliance reviews to ensure alignment with statutory, regulatory, and industry requirements. - Support the development and improvement of internal control frameworks. - Support improvements to corporate governance processes. - Investigate cases of non-compliance, fraud, or operational irregularities where necessary. - Collaborate with department heads to improve operational efficiency and risk management practices. - Assist in preparing documentation and reports required for external audits. - Support documentation requirements for regulatory inspections. - Maintain proper and accurate audit documentation. - Ensure confidentiality and appropriate handling of sensitive information. - Stay informed about changes in compliance regulations, audit standards, and industry best practices. Requirements - Bachelor’s degree in Accounting, Finance, Economics, Business Administration, or a related field. - Minimum of 5 years’ experience in Audit, Compliance, Risk Management, or Internal Control functions. - Strong knowledge of audit procedures. - Strong understanding of internal controls. Strong knowledge of regulatory compliance standards. - Proficiency in Microsoft Office Suite. Strong proficiency in Excel and reporting tools. - Strong analytical skills. Strong investigative abilities. Strong problem-solving skills. - Excellent report-writing skills. Excellent documentation skills. - High level of integrity. Ability to maintain confidentiality. - Strong professional conduct. Strong communication skills - Strong stakeholder management skills. Required Skills Internal Audit, Regulatory Compliance, Risk Management, Internal Controls, Compliance Auditing, Audit Planning, Audit Execution, Governance & Control Frameworks, Fraud Investigation, Compliance Reviews, Regulatory Inspection Support, Analytical Thinking, Report Writing, Communication
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What you need to know about the Chicago Tech Scene
With vibrant neighborhoods, great food and more affordable housing than either coast, Chicago might be the most liveable major tech hub. It is the birthplace of modern commodities and futures trading, a national hub for logistics and commerce, and home to the American Medical Association and the American Bar Association. This diverse blend of industry influences has helped Chicago emerge as a major player in verticals like fintech, biotechnology, legal tech, e-commerce and logistics technology. It’s also a major hiring center for tech companies on both coasts.
Key Facts About Chicago Tech
- Number of Tech Workers: 245,800; 5.2% of overall workforce (2024 CompTIA survey)
- Major Tech Employers: McDonald’s, John Deere, Boeing, Morningstar
- Key Industries: Artificial intelligence, biotechnology, fintech, software, logistics technology
- Funding Landscape: $2.5 billion in venture capital funding in 2024 (Pitchbook)
- Notable Investors: Pritzker Group Venture Capital, Arch Venture Partners, MATH Venture Partners, Jump Capital, Hyde Park Venture Partners
- Research Centers and Universities: Northwestern University, University of Chicago, University of Illinois Urbana-Champaign, Illinois Institute of Technology, Argonne National Laboratory, Fermi National Accelerator Laboratory


