Teams at Cabrera Capital Markets, LLC

Provide hands-on legal and compliance support: draft, review, negotiate, and manage contracts; maintain corporate governance and entity records; support FINRA/SEC/MSRB compliance, regulatory exams, and legal operations technology and workflows.

Lead origination and execution of equity capital markets transactions (IPOs, follow-ons, private placements, convertibles). Advise clients on structure, pricing, and timing; prepare pitch materials, valuation analyses, and roadshow content. Coordinate cross-functional teams, maintain investor relationships, monitor markets, and mentor junior staff.

Lead execution of debt and equity capital markets transactions, manage client relationships, oversee financial modeling and due diligence, drive business development, mentor junior staff, ensure regulatory compliance, and contribute to departmental strategy and growth.