Search the 4 jobs at Halo Investing

The Staff Accountant at Halo Investing will be responsible for reconciling trading transactions, managing accounts payables and receivables, assisting with accounting close, audits, and other projects. This role reports to the Controller and involves direct exposure to the CFO and executive team.

Seeking a Senior Compliance Officer with 5-7 years of relevant experience in financial services or trading industry to ensure compliance with FINRA and SEC rules. Responsibilities include surveillance, regulatory updates, risk assessment, trade surveillance, compliance review, training, audits, and advisory support. Must have expertise in annuity compliance, relevant licenses, and a bachelor's degree.

The Staff Accountant role at Halo Investing involves ensuring accurate and timely financial reporting, maintaining accounts payables and receivables, assisting with accounting close and audits, and collaborating with the finance team. This position reports to the Controller and works closely with the CFO and executive team.

Senior Compliance Officer role at Halo Investing in Chicago. Responsible for ensuring compliance with FINRA and SEC rules, monitoring regulatory updates, assessing trade surveillance program, and providing guidance on compliance matters. Requires 5-7 years of compliance experience in financial services, Series 7 and Series 24 licenses, and a Bachelor's degree.