A Compliance Associate will work closely, in a growing Department, with the CCO and other Compliance professionals on a variety of regulatory and compliance matters.

What You'll Do:

• Prepare and submit SEC, CFTC and foreign regulatory filings.
• Review and analyze reports generated by the firm’s surveillance systems.
• Administer the Code of Ethics compliance program, using Schwab CT (e.g., personal trading, gifts and business entertainment, political contributions).
• Assist with compliance training programs.
• Assist in the completion, review, and maintenance of promotional marketing materials including, but not limited to, Due Diligence Questioners, pitch books and fact sheets.
• Enhance internal compliance reports by identifying potential gaps and improving automation.
• Take lead on the completion and maintenance Know Your Customer and new account broker documentation.

What We're Looking For:

• 3-5 years of asset management experience, preferably with Advisers Act experience.
• Excellent written and verbal communication skills, and good judgment.
• A reliable, results-oriented individual who is comfortable in a fast-paced environment.
• Efficient and resourceful, and able to work independently and handle multiple and changing priorities.
• Possessing strong organizational skills and holding the highest ethical standards.
• We will consider entry level candidates, new to compliance, with a strong undergraduate record and a willingness to learn.

Wolverine Asset Management, LLC (“WAM”) is a registered investment advisor managing private investment funds for qualified investors. WAM was established in 2002 and currently has approximately $4 billion in assets under management. WAM has offices in Chicago and New York and is part of the Wolverine family of firms. WAM is an equal opportunity, affirmative action employer.

Why Wolverine?

It's not about the clothes... it's about the person in them. At Wolverine, we've created a strong, collaborative environment with exceptional growth opportunities. Whether your interest is trading, technology, or operations, motivated and innovative individuals can find many pathways to success.

Wolverine Culture:

Our flat organizational structure promotes teamwork across the Firm and offers easy access to senior staff (don't worry, they won't be wearing a suit either). While we work exceptionally well as a team in the office, our bonds are further strengthened through company events, activities and giving back. Volleyball, soccer, hockey, 5K runs, picnic, parties, and trivia nights provide friendly competition and build better relationships. By getting out of our usual environment and doing out-of-the-ordinary things together, we foster creativity and broaden our imaginations to accomplish new challenges.

Wolverine Benefits:

· Highly competitive salary bonus

· Generous paid time off and flexible scheduling

· 100% coverage of medical, dental, vision, life, and disability benefits for single coverage

· Generous Paid Parental Leave

· Retirement Plans: 401K and Roth 401K

· Profit sharing plan

· Long- and short-term disability

Perks of being at Wolverine:

· Casual dress

· Free breakfast and lunch from our in-house kitchen with rotating menus (including snacks!)

· On-site gym with a subsidized membership

· Company outings – Wolverine hosts one firmwide outing every month as well as many throughout the year

· Opportunity to give back to organizations that help individuals in need, improve public health and provide others with educational opportunities and resources.

Professional Development

· In-house education team – educational classes and resources are offered by our education team for continuous learning opportunities

· Mentorship Program

What to expect for our interview process:

· Resume Review

· Phone Screen

· Team Interview Series

· Decision 

About Wolverine

Founded in 1994, the Wolverine companies comprise a number of diversified financial institutions specializing in proprietary trading, asset management, order execution services, and technology solutions. We are recognized as a market leader in derivatives valuation, trading, and value-added order execution across global equity, options, and futures markets. With a focus on innovation, achievement, and integrity, we take pride in serving the interests of both our clients and colleagues. The Wolverine companies are headquartered in Chicago with offices in New York and San Francisco and a proprietary trading affiliate office located in London.