Top Finance Jobs in Chicago, IL

Investigate and lead complex fraud cases (account takeover, synthetic identities, payment/ACH fraud) for a brokerage/fintech. Conduct risk assessments, document case outcomes, collaborate with risk, compliance, legal, and customer support, communicate with customers and external parties, monitor emerging fraud trends, and recommend detection/process improvements while managing a high-risk caseload autonomously.

Design, build, and operate multi-asset trade surveillance and AML transaction-monitoring programs. Tune detection logic, investigate alerts and escalations, monitor blockchain/crypto activity, prepare SARs and regulatory reports, update procedures, partner with Compliance, Legal, and Technology, and track surveillance metrics to satisfy FINRA, SEC, CFTC/NFA, and BSA/AML obligations.

Lead development and execution of AML policies, risk assessments, and investigations across equities, options, futures, crypto and event contracts. Oversee AML monitoring, trade surveillance, KYT, SARs and 314(a)/(b) reporting, regulatory examinations, CDD/EDD efforts, and cross-functional engagement with legal, operations, data, and engineering teams.

Owner of trading operations and regulatory compliance between trading platforms and NFA/CFTC obligations. Monitor platforms, triage incidents, draft regulatory reports, manage capital charge oversight, payment rails, reconciliations, and operational runbooks. Support audits, margin compliance, MT4-to-MT5 migration, process improvements, and reporting to leadership.