Top Compliance Analyst Jobs in Chicago, IL

The Senior Compliance Analyst develops and administers compliance programs, manages compliance policies, conducts reviews, and oversees compliance training and inquiries in options trading.

Perform compliance audits, prepare test reports, conduct investigations, and ensure adherence to regulatory standards while collaborating with business units.

The Compliance Analyst tracks and reviews US federal regulations, ensures product compliance, conducts assessments, and collaborates with legal and business units for regulatory issues.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

Conduct AML/financial crime investigations by analyzing client accounts and transactions, identifying red flags, preparing case files and investigative reports, collaborating with stakeholders, and ensuring compliance with AML/CFT regulations and internal policies.

The Compliance Analyst will support DV's Compliance Department, working on trade practice surveillance, onboarding broker relationships, responding to KYC requests, and drafting compliance policies.

As a Junior Compliance Analyst, you will support the Compliance team by monitoring trading activities, conducting reviews, investigating suspicious behaviors, and maintaining compliance procedures.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

As a Crypto Compliance AML Analyst, you will monitor and investigate AML and fraud across crypto transactions, ensuring regulatory compliance while improving systems and processes.