Top Compliance Jobs in Chicago, IL

The Compliance Officer will execute compliance monitoring, support audits, advise partners on policies, and manage compliance procedures related to ETFs.

The Director of Mortgage Compliance leads the compliance program, ensuring adherence to mortgage lending regulations and fostering a culture of compliance across departments.

The Financial Compliance Senior Associate will lead the SOX cycle, ensure compliance, assess risks, evaluate controls, and collaborate for improvements.

Lead government accounting operations, ensuring compliance with regulations, managing a remote team of accountants, and optimizing processes for operational efficiency.

The Senior Associate Compliance role manages compliance oversight for trading activities, ensuring adherence to regulations, identifying risks, and collaborating across teams. Responsibilities include trade surveillance, risk assessments, and compliance documentation.

The SBA Portfolio Manager manages the SBA loan portfolio, ensuring compliance, evaluating servicing requests, and maintaining relationships with bankers. Responsibilities include risk management, documentation, and assisting with audits.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

Conduct AML/financial crime investigations by analyzing client accounts and transactions, identifying red flags, preparing case files and investigative reports, collaborating with stakeholders, and ensuring compliance with AML/CFT regulations and internal policies.

As the Compliance Officer, you will develop compliance frameworks, manage risk controls, advise on compliance risks, and ensure adherence to regulatory requirements.

The Compliance Analyst will support DV's Compliance Department, working on trade practice surveillance, onboarding broker relationships, responding to KYC requests, and drafting compliance policies.

As a Junior Compliance Analyst, you will support the Compliance team by monitoring trading activities, conducting reviews, investigating suspicious behaviors, and maintaining compliance procedures.

The Senior Compliance Auditor plans and executes compliance audits, assesses risks, prepares detailed reports, and collaborates with various departments to ensure adherence to compliance policies and legal requirements.

The IT Financial Compliance Manager ensures compliance with financial regulations like SOX by evaluating systems, designing controls, and collaborating with teams to implement effective solutions.

The Senior Business SOX Compliance Manager leads the ICFR program, shapes control strategies, partners with stakeholders, and develops the compliance team at Zillow.

The Compliance Officer ensures adherence to regulatory standards through inspections, training, policy updates, and investigations, requiring strong analytical skills and clear communication.

The VP, Compliance oversees compliance programs, ensuring processes meet regulatory standards. Responsibilities include managing audits, preparing executive reports, and leading compliance staff.

The Tax Manager leads tax compliance and planning, focusing on federal and state tax credits for renewable energy projects, ensuring robust internal controls and documentation for financial and compliance standards.

The Sr. Manager will oversee international tax compliance, manage a team, and enhance international tax processes, focusing on US federal income tax.

The Senior Federal Compliance Specialist ensures accurate cost identification and reporting for federally funded contracts, audits expenses, provides pricing compliance, and manages cost calculations and submissions.

Lead FCM compliance for the US, managing a small advisory team. Oversee regulatory filings, inquiries, examinations, policies, organizational charts, and business alignment to NFA, CFTC, and exchange rules.

Manage federal and state income tax compliance and franchise tax processes, including preparation, review, and implementation of tax planning initiatives.

The Senior Compliance Officer will oversee compliance monitoring, support regulatory requests, maintain procedures, and collaborate with global teams.

The Treasury & Compliance Manager ensures accurate execution of capital movements and regulatory compliance across funds, overseeing cash operations, regulatory filings, and risk management processes.

As a Crypto Compliance AML Analyst, you will monitor and investigate AML and fraud across crypto transactions, ensuring regulatory compliance while improving systems and processes.

The Consumer Compliance and Payments Lead manages compliance programs related to consumer financial regulations and payment network rules, ensuring products meet compliance standards while collaborating with legal and operational teams.