Top Compliance Analyst Jobs in Chicago

Principal BT Risk & Compliance Analyst responsible for analyzing and managing risk management issues, devising systems to monitor risk modeling outputs, maintaining data quality, recommending ways to control or reduce risk, identifying key risks, communicating risks, and advising partners on technology knowledge with an emphasis on cybersecurity.

Key role within Corporate Treasury overseeing Compliance, RCSA, issue management, and remediation activities. Supports Corporate Risk and Compliance activities with a focus on process and compliance excellence. Analyzes Treasury risk data, develops tools for risk and compliance activities, and tracks remediation activities.

A key role within Corporate Treasury responsible for overseeing Compliance, Risk and Control Self-Assessment (RCSA), issue management, and remediation activities. Supports Corporate Risk and Compliance activities. Works with minimal supervision. Actively manages and escalates risk and customer-impacting issues.

As a Compliance Analyst at Maven, you will collaborate with the Compliance team to ensure regulatory obligations are met. Responsibilities include developing compliance frameworks, reviewing monitoring plans, assisting with regulatory inquiries, and providing advice on regulatory matters. Ideal candidates have 1-3 years of trading compliance experience, a Bachelor's degree, and knowledge of US regulation. Strong communication and organizational skills are essential.

Seeking an experienced Governance, Risk and Compliance (GRC) System Administrator to join the Compliance Governance and Reporting Team, responsible for managing the GRC System. Key responsibilities include configuring the GRC tool, managing user access, developing reports, and overseeing Block's Risk Management Framework.

Responsible for tax compliance matters and maintaining accurate tax documentation. Support tax activities and contribute to a strong controls and compliance environment. Perform special projects and analyses as requested. Collaborate with various tax functions within the organization.

Monitoring trading activity, providing operational support for compliance data reporting, investigating regulatory reporting exceptions, managing Registered Rep registration process, assisting with employee trading tasks, maintaining documentation, resolving process bottlenecks, collaborating with teams, and aligning with compliance teams in other regions.

Ariel Investments is seeking a Senior Compliance Analyst to assist in establishing and managing compliance policies and procedures. Responsibilities include conducting compliance risk assessments, managing compliance training programs, and monitoring various compliance areas such as political activities, advertising, trading, vendor oversight, valuation, and Code of Ethics.