Top Tech Jobs & Startup Jobs in Chicago, IL

The Compliance Analyst conducts onsite branch inspections, evaluates supervisory systems, and assesses adherence to compliance regulations, including communication of findings and recommendations.

Lead a Compliance Testing Team ensuring adherence to SEC, FINRA, and insurance regulations. Develop compliance programs, manage reporting, and improve efficiency. Engage in regulatory relations and oversight of compliance risks.

The Compliance Officer ensures regulatory compliance, conducts branch inspections, provides training, drafts policies, investigates claims, and supports compliance initiatives.

The Quant Analytics Associate supports development and validation of predictive models, conducting quantitative analysis, data exploration, and diagnostics testing under supervision.

Lead Corporate Reconciliation activities including complex reconciliations, exception resolution, regulatory reporting, audit support, test case execution, process improvements, mentoring analysts, and coordinating cross-functional projects.

The Senior Auditor will coordinate risk reviews, perform control tests, and interact with business personnel while documenting findings and reporting deliverables.