Top Tech Jobs & Startup Jobs in Chicago, IL

Provide front-to-back supervisory oversight of listed equity/index options, futures, and FX forwards for HNW/UHNW clients. Monitor trading, positions, limits and exceptions; conduct risk reviews, escalations, documentation, and stakeholder communications to ensure compliance with CFTC, NFA, FINRA, SEC, and exchange rules. Partner with Financial Advisors, Branch/Complex leadership, Compliance, Legal, and Operations to resolve issues and improve controls.

Lead the development and delivery of investor education programs, translating complex financial concepts into engaging content, and collaborating with cross-functional teams.

The Platinum Relationship Manager is responsible for retaining and growing high-value retail clients, delivering exceptional client service, and understanding their investment needs while managing client interactions effectively.

The role involves providing customer service related to futures transactions, assisting with order execution, and addressing inquiries about margin and risks.

The Sr. Manager leads the Active Trader Relationship Management team, focusing on performance, client engagement, and operational excellence while coaching team managers and ensuring high-quality client experiences.

The role involves answering customer inquiries regarding stock portfolios, providing solutions, and driving sales by identifying opportunities. Training for licenses is included.